Lucia Partipilo
Professional summary
Lucia Partipilo, who also goes by Lucia Diciolla, Lucy Diciolla, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Chicago, Illinois and BANKERS LIFE SECURITIES, INC. located in Chicago, Illinois.
Lucia is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Lucia has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lucia Partipilo's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2020 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 303 E. Wacker Drive 5th Fl, Chicago, IL 60601September 4, 2020 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 303 E Wacker Drive 5th Fl, Chicago, IL, 60601January 21, 2014 - April 22, 2020
CETERA INVESTMENT ADVISERS LLC
December 6, 2011 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
December 6, 2011 - April 22, 2020
CETERA INVESTMENT SERVICES LLC
March 25, 2008 - September 3, 2009
VISION ASSET MANAGEMENT INC
February 7, 2000 - December 16, 2011
VISION INVESTMENT SERVICES, INC.
January 7, 2000 - February 4, 2000
CHARTER ONE SECURITIES, INC.
February 27, 1992 - January 27, 2000
INVESTMENT NETWORK, INC.
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(1/7/2025)
(10/27/2020)
(9/4/2020)
(9/4/2020)
(10/27/2020)
(1/7/2025)
(10/27/2020)
(10/27/2020)
(1/7/2025)
(10/28/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(1/7/2025)
(1/7/2025)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(1/7/2025)
(10/28/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(1/7/2025)
(10/27/2020)
(10/27/2020)
(1/7/2025)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
(10/27/2020)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
