DG
David E. Grimmig
MESIROW FINANCIAL
Brentwood, TN 37027
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CRD#: 2080936
DG
Professional summary
David Eric Grimmig is a registered financial professional currently at MESIROW FINANCIAL, INC. located in Brentwood, Tennessee.
David is registered as a RR (Registered Representative) and started their career in finance in 1991. David has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Eric Grimmig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2026 - Present
MESIROW FINANCIAL, INC.
Office #1: 3 Maryland Farms Suite 325, Brentwood, TN 37027BD
CRD#: 2764
Brentwood, TN
Past
September 11, 2008 - January 16, 2026
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
PHILADELPHIA, PA
Past
July 15, 2008 - September 8, 2008
KILDARE CAPITAL, INC.
BD
CRD#: 45796
PHILADELPHIA, PA
Past
January 25, 2002 - September 7, 2006
SUSQUEHANNA FIXED INCOME, L.P.
BD
CRD#: 103776
BALA CYNYWD, PA
Past
July 12, 1999 - January 11, 2002
TD WEALTH MANAGEMENT SERVICES INC.
BD
CRD#: 6940
PHILADELPHIA, PA
Past
April 28, 1999 - June 15, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
Past
May 18, 1998 - June 15, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
October 7, 1997 - June 3, 1998
FIRST CLEARING, LLC
BD
CRD#: 17344
ST. LOUIS, MO
Past
January 2, 1996 - May 12, 1997
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 19002
CHARLOTTE, NC
Past
May 23, 1995 - January 2, 1996
FIRST FIDELITY BROKERS, INC.
BD
CRD#: 15225
NEWARK, NJ
Past
May 5, 1994 - February 23, 1995
AXELROD ASSOCIATES, INC.
BD
CRD#: 17559
ELKINS PARK, PA
Past
January 1, 1991 - April 5, 1994
R.D. WHITE & CO., INC.
BD
CRD#: 7011
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/3/2026)
RR
Alaska(3/3/2026)
RR
Arizona(3/3/2026)
RR
Arkansas(3/3/2026)
RR
California(3/3/2026)
RR
Colorado(3/3/2026)
RR
Connecticut(3/3/2026)
RR
Delaware(3/3/2026)
RR
District of Columbia(3/3/2026)
RR
Florida(3/3/2026)
RR
Georgia(3/3/2026)
RR
Hawaii(3/3/2026)
RR
Idaho(3/3/2026)
RR
Illinois(3/3/2026)
RR
Indiana(3/3/2026)
RR
Iowa(3/3/2026)
RR
Kansas(3/3/2026)
RR
Kentucky(3/3/2026)
RR
Louisiana(3/3/2026)
RR
Maine(3/3/2026)
RR
Maryland(3/3/2026)
RR
Massachusetts(3/3/2026)
RR
Michigan(3/3/2026)
RR
Minnesota(3/3/2026)
RR
Mississippi(3/3/2026)
RR
Missouri(3/3/2026)
RR
Montana(3/3/2026)
RR
Nebraska(3/3/2026)
RR
Nevada(3/3/2026)
RR
New Hampshire(3/3/2026)
RR
New Jersey(3/3/2026)
RR
New Mexico(3/3/2026)
RR
New York(3/3/2026)
RR
North Carolina(3/3/2026)
RR
North Dakota(3/3/2026)
RR
Ohio(3/3/2026)
RR
Oklahoma(3/3/2026)
RR
Oregon(3/3/2026)
RR
Pennsylvania(3/3/2026)
RR
Rhode Island(3/3/2026)
RR
South Carolina(3/3/2026)
RR
South Dakota(3/3/2026)
RR
Tennessee(3/3/2026)
RR
Texas(3/3/2026)
RR
Utah(3/3/2026)
RR
Vermont(3/3/2026)
RR
Virginia(3/3/2026)
RR
Washington(3/3/2026)
RR
West Virginia(3/3/2026)
RR
Wisconsin(3/3/2026)
RR
Wyoming(3/3/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
MF
MESIROW FINANCIAL, INC.
MESIROW & COMPANY | PEMBROKE CLEARING CORPORATION | MESIROW FINANCIAL, INC. | MESIROW CAPITAL, INC. | MESIROW & COMPANY, INCORPORATED
CRD#: 2764 / SEC#: , 8-28816
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
353 N. Clark Street, Chicago, IL 60654
Mailing Address
353 N. Clark Street, Chicago, IL 60654
Phone number
(312) 595-6000
Established
Delaware since 10/12/1982
Firm type
Corporation
Fiscal year end
March
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MESIROW FINANCIAL HOLDINGS, INC. | MAJORITY SHAREHOLDER | |
| MESIROW FINANCIAL SERVICES, INC. | MINORITY SHAREHOLDER | |
| PRICE, RICHARD SCOTT | DIRECTOR | 367760 |
| HAYES, MARY JO MOON | CHIEF COMPLIANCE OFFICER | 1196353 |
| JACOBSON, STEPHEN DAVID | SENIOR MANAGING DIRECTOR | 1353790 |
| KEIG, JESSE JOSEPH | CFO | 5268961 |
| LEVINE, JEFFREY MICHAEL | CEO/PRESIDENT | 5627249 |
| OAKLEY, ADAM JOEL | SENIOR MANAGING DIRECTOR, INVESTMENT BANKING | 4795934 |
| PRICE, BRIAN DAVID | CHAIRMAN, INVESTMENT BANKING DIVISION | 5192466 |
| WALDROP, TODD E. | SENIOR MANAGING DIRECTOR | 4194147 |
Disclosures
| Regulatory Event | 18 |
| Civil Event | 1 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
