William T. Krempa
KREMPA ASSOCIATES
FOUNTAINVILLE, PA 18923
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CRD#: 2080672
Professional summary
William Thomas Krempa, CFP®, who also goes by Bill Krempa, is a registered financial advisor currently at KREMPA ASSOCIATES INC. located in Fountainville, Pennsylvania and CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Fountainville, Pennsylvania.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. William has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Krempa
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. KREMPA ASSOCIATES, INC, 5039 Swamp Road, Suite 403, P.O. Box 418, Fountainville PA 18923, United States, 01/01/1994, W2 Employee, Insurance/Benefits/Human Resources, INV REL, 80 HR/MO - 80 HR/MO TRADING 2. KREMPA FAMILY PROPERTIES, IIC, 5039 Swamp Road, Suite 403, P.O. Box 418, Fountainville PA 18923, United States, 01/01/1994, Owner, Real Estate, NIR, 2 HR/MO - 2 HR/MO TRADING 3. KREMPA FAMILY RACING, LLC, 301 CALLOWHILL RD, CHALFONT PA 18914-1520, United States, 01/01/2022, Owner, Sport/Fitness/Gaming, NIR, 15 HR/MO - 5 HR/MO TRADING 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 11/12/2024
CRS (Client Relationship Summary) - RIA
Click below to view William Thomas Krempa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
March 4, 1998 - Present
KREMPA ASSOCIATES INC.
Office #1: 5039 Swamp Road Suite 403, Fountainville, PA 18923RIA
CRD#: 122284
FOUNTAINVILLE, PA
Current
November 12, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 5039 Swamp Rd. Ste. 403, Fountainville, PA 18923RIA
CRD#: 134139
Fountainville, PA
Current
November 12, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 5039 Swamp Rd. Ste. 403, Fountainville, PA 18923BD
CRD#: 39543
Fountainville, PA
Past
September 1, 2006 - November 12, 2024
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
FOUNTAINVILLE, PA
Past
September 1, 2006 - November 12, 2024
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
FOUNTAINVILLE, PA
Past
July 16, 2003 - September 1, 2006
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
FOUNTAINVILLE, PA
Past
December 1, 1999 - September 1, 2006
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
FOUNTAINVILLE, PA
Past
July 12, 1995 - December 3, 1999
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
September 4, 1990 - October 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
BD
CRD#: 4234
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/25/2024)
RR
California(11/12/2024)
RR
Colorado(11/12/2024)
RR
Delaware(11/12/2024)
RR
Florida(11/12/2024)
RR
Maryland(11/12/2024)
RR
Montana(11/14/2024)
RR
New Jersey(11/12/2024)
RR
New York(11/12/2024)
RR
North Carolina(11/12/2024)
IAR
Pennsylvania(3/4/1998)
RR
Pennsylvania(11/12/2024)
RR
South Carolina(11/12/2024)
RR
Texas(11/12/2024)
IAR
Texas(11/12/2024)
RR
Washington(12/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
