Patrick F. Beach
Professional summary
Patrick F Beach, who also goes by Pat Beach, Patrick Francis Beach, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Overland Park, Kansas and EMPOWER FINANCIAL SERVICES, INC. located in Overland Park, Kansas.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Patrick has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patrick F Beach's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2021 - Present
EMPOWER ADVISORY GROUP, LLC
Office #1: 11500 Outlook Street, Overland Park, KS 66211May 28, 2021 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 11501 Outlook Street Suite 400, Overland Park, KS 66211November 9, 2017 - May 4, 2021
AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.
May 4, 2009 - December 31, 2012
AMERICAN CENTURY ADVISORY SERVICES, INC.
September 16, 2008 - December 31, 2012
AMERICAN CENTURY BROKERAGE, INC.
April 19, 2005 - May 4, 2021
AMERICAN CENTURY INVESTMENT SERVICES INC.
January 2, 2004 - January 25, 2005
AMERIPRISE ADVISOR SERVICES, INC.
March 8, 2000 - January 22, 2001
CHARLES SCHWAB & CO., INC.
August 7, 1990 - March 17, 1992
J. W. GANT & ASSOCIATES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2021)
(6/1/2021)
(6/3/2021)
(5/28/2021)
(6/1/2021)
(6/2/2021)
(6/2/2021)
(6/1/2021)
(6/1/2021)
(6/1/2021)
(6/10/2021)
(6/3/2021)
(5/28/2021)
(6/1/2021)
(6/1/2021)
(6/1/2021)
(6/2/2021)
(6/1/2021)
(6/1/2021)
(6/2/2021)
(6/4/2021)
(6/1/2021)
(5/28/2021)
(6/7/2021)
(6/9/2021)
(6/2/2021)
(6/2/2021)
(6/2/2021)
(6/2/2021)
(5/29/2021)
(6/1/2021)
(6/2/2021)
(6/7/2021)
(6/1/2021)
(6/2/2021)
(6/8/2021)
(7/6/2021)
(6/2/2021)
(6/2/2021)
(6/1/2021)
(6/1/2021)
(6/3/2021)
(6/2/2021)
(6/15/2021)
(6/1/2021)
(6/1/2021)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
