Patrick A. Anthony
Professional summary
Patrick Alexander Anthony was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Patrick is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Patrick had worked at 8 firms, which includes AARON CAPITAL INCORPORATED, CAMDEN FINANCIAL SERVICES, CAMDEN SECURITIES INC., SPECTRUM SECURITIES INC., PACIFIC CONTINENTAL SECURITIES CORPORATION, E-INVEST INC., AVANTAX INVESTMENT SERVICES INC., MORGAN STANLEY DW INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2003 - October 2, 2003
AARON CAPITAL INCORPORATED
December 3, 1998 - April 30, 1999
CAMDEN FINANCIAL SERVICES
March 25, 1997 - September 24, 2003
CAMDEN SECURITIES, INC.
March 21, 1997 - November 10, 1998
SPECTRUM SECURITIES, INC.
April 1, 1996 - March 6, 1997
PACIFIC CONTINENTAL SECURITIES CORPORATION
January 22, 1996 - March 20, 1996
E-INVEST, INC.
June 16, 1994 - October 11, 1994
AVANTAX INVESTMENT SERVICES, INC.
September 12, 1990 - February 1, 1994
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 5/14/2001
Limited Representative-Equity Trader ExamSeries 8
Date: 1/3/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
AARON CAPITAL INCORPORATED
CRD#: 28583 / SEC#: , 8-44000
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
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