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Mark Andrew Van Kouteren

CFP®
FORESIDE FUND SERVICES
Miami, FL
·CRD# 2080093·36 years experience

Professional Summary

Mark Andrew Van Kouteren, CFP®, who also goes by Mark Andrew Vankouteren, Mark Van Kouteren, is a registered financial advisor currently at FORESIDE FUND SERVICES, LLC located in Miami, Florida. Mark is registered as a RR (Registered Representative) and started their career in finance in 1990. Mark has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 30, Series 10 and Series 9 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Andrew Vankouteren, Mark Van Kouteren

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

36 years in the financial services industry

Current & Past Employments

FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
200 S Biscayne Boulevard Southeast Financial Center 46th Floor, Miami, FL, 33131
December 20, 2023 - Present
NEUBERGER BERMAN BD LLC·CRD# 2908
RIA
West Palm Beach, FL
September 15, 2016 - December 14, 2023
NEUBERGER BERMAN BD LLC·CRD# 2908
BD
West Palm Beach, FL
September 13, 2016 - December 14, 2023
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.·CRD# 487
BD
Charlotte, NC
April 10, 2006 - September 12, 2016
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Hilton Head, SC
December 17, 2003 - December 31, 2005
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Hilton Head, SC
October 29, 2003 - December 31, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
January 22, 1999 - October 22, 2003
ESSEX NATIONAL SECURITIES, LLC·CRD# 25454
BD
Napa, CA
May 20, 1994 - January 7, 1999
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC·CRD# 21570
BD
Shelton, CT
April 11, 1992 - May 3, 1994
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
September 17, 1990 - March 4, 1991

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Current Firm

FF
FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Guana Landing HOA, Home Owners Association, VP on Board, Manage the common property areas and enforce regulations of neighborhood for 28 Homes, voting member of the board of directors on matters of the HOA. Start Date 1/1/2022. 0 Business Hours a monthe devoted during trading hours. 1 Hour a month Devoted during non Trading hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/5/2026)
RR
Colorado
(1/3/2025)
RR
Florida
(12/21/2023)
RR
Georgia
(1/5/2026)
RR
Illinois
(1/5/2026)
RR
Kentucky
(5/3/2024)
RR
Massachusetts
(1/5/2026)
RR
New Jersey
(1/5/2026)
RR
New York
(12/21/2023)
RR
Puerto Rico
(1/17/2024)
RR
Texas
(1/5/2026)
RR
Virgin Islands
(1/9/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Sep 2017About the Series 3 exam

Series 31 — Futures Managed Funds Examination

Passed Jun 2003About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Sep 1990About the Series 7 exam

Series 30 — NFA Branch Manager Examination

Passed Feb 2015About the Series 30 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Dec 2000About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Nov 2000About the Series 9 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Andrew Van Kouteren's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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