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MV

Mark A. Van Kouteren

FORESIDE FUND SERVICES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 2080093
MV

Professional summary

Mark Andrew Van Kouteren, CFP®, who also goes by Mark Andrew Vankouteren, Mark Van Kouteren, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Miami, Florida.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1990. Mark has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 30, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mark Andrew Vankouteren | Mark Van Kouteren

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Andrew Van Kouteren's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

December 20, 2023 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 200 S Biscayne Boulevard Southeast Financial Center 46th Floor, Miami, FL, 33131
BD
CRD#: 46106
Miami, FL
Past

September 15, 2016 - December 14, 2023

NEUBERGER BERMAN BD LLC

RIA
CRD#: 2908
WEST PALM BEACH, FL
Past

September 13, 2016 - December 14, 2023

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
WEST PALM BEACH, FL
Past

April 10, 2006 - September 12, 2016

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

BD
CRD#: 487
CHARLOTTE, NC
Past

December 17, 2003 - December 31, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
HILTON HEAD, SC
Past

October 29, 2003 - December 31, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
HILTON HEAD, SC
Past

January 22, 1999 - October 22, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

May 20, 1994 - January 7, 1999

ESSEX NATIONAL SECURITIES, LLC

BD
CRD#: 25454
NAPA, CA
Past

April 11, 1992 - May 3, 1994

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
SHELTON, CT
Past

September 17, 1990 - March 4, 1991

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/5/2026)
RR
Colorado
(1/3/2025)
RR
Florida
(12/21/2023)
RR
Georgia
(1/5/2026)
RR
Illinois
(1/5/2026)
RR
Kentucky
(5/3/2024)
RR
Massachusetts
(1/5/2026)
RR
New Jersey
(1/5/2026)
RR
New York
(12/21/2023)
RR
Puerto Rico
(1/17/2024)
RR
Texas
(1/5/2026)
RR
Virgin Islands
(1/9/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/24/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/8/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 9/15/2017
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 31
Date: 6/10/2003
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/13/1990
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 2/27/2015
NFA Branch Manager Examination
Principal/Supervisory Exam
RR
Series 10
Date: 12/19/2000
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 11/29/2000
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUND SERVICES, LLC

CRD#: 46106Miami, FL 33131

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