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Michael Lawrence Boulter

CRD# 2080077·Registered 1996 - 2003
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Lawrence Boulter was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1996 - 2003. Michael had worked at 3 firms and has passed the Series 63, Series 37, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

SALMAN PARTNERS (USA) INC.·CRD# 43842
BD
Vancouver
July 29, 2002 - June 26, 2003
MARLEAU LEMIRE (U.S.A.), INC.·CRD# 35910
BD
Toronto Ontario M5h 1j9
January 8, 1997 - January 22, 1998
MACQUARIE CAPITAL MARKETS NORTH AMERICA LTD.·CRD# 38108
BD
Toronto, Ontario
June 27, 1996 - December 9, 1996

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Current Firm

SP
SALMAN PARTNERS (USA) INC.

SALMAN PARTNERS | SALMAN PARTNERS (USA) INC.

CRD#: 43842 / SEC#: 8-50470
BD
Terminated by SEC on 03/15/2016

Contact Information

Firm Type

Corporation

Fiscal Year End

October

Documents

Direct owners and executive officers

NamePositionCRD#
SALMAN PARTNERS INC.SHAREHOLDER—
CHAN, VICTOR SI-HO MR.VICE PRESIDENT & CCO5197079
JONES, GINALEE MARIEVP, CFO6436247
SALMAN, TERRANCE KPRESIDENT & CEO2940036

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2008About the Series 63 exam

Series 37 — Canada Module of the General Securities Registered Representative (With Options Questions)

Passed Jan 2008

Series 7 — General Securities Representative Examination

Passed May 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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