Paul D. Reavis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul David Reavis was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1990. Paul had worked at 11 firms and has passed the Series 63, Series 66, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2013 - April 7, 2015
GROVE POINT INVESTMENTS, LLC
June 9, 2012 - December 11, 2013
PRINCIPAL SECURITIES, INC.
March 8, 2005 - April 18, 2005
OSAIC FA, INC.
March 8, 2005 - April 18, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 8, 2005 - April 18, 2005
OSAIC FA, INC.
February 6, 2004 - January 19, 2005
ONEAMERICA SECURITIES, INC.
August 21, 2003 - November 24, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 28, 2000 - June 5, 2003
PRUCO SECURITIES, LLC.
September 20, 1999 - June 5, 2003
PRUCO SECURITIES, LLC.
January 14, 1993 - September 16, 1999
AMERICAN GENERAL EQUITY SERVICES CORPORATION
April 8, 1991 - January 10, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 8, 1991 - January 10, 1992
PRUCO SECURITIES, LLC.
August 20, 1990 - March 5, 1991
METROPOLITAN LIFE INSURANCE COMPANY
August 20, 1990 - March 5, 1991
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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