BS
Brett K. Staples
TRUIST ADVISORY SERVICES
CHARLESTON, WV 25301
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CRD#: 2079436
BS
Professional summary
Brett Keith Staples, who also goes by Brett K Staples, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Charleston, West Virginia and TRUIST INVESTMENT SERVICES, INC. located in Charleston, West Virginia.
Brett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Brett has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brett K Staples
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ZENERGY CYCLING POSITION: Vice President / Instructor NATURE: Indoor cycling/fitness company. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/19/2017 ADDRESS: Charleston WV, United States DESCRIPTION: I am a minority investor in the company, and I am also a fitness instructor for approximately two 45-minute classes per week. FUND FOR THE ARTS POSITION: Board Member / Past President NATURE: Fund for the Arts serves and strengthens 12 community arts groups in the Greater Kanawha Valley by providing educational and financial support and, by sponsoring community cultural and artistic events. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 01/02/2012 ADDRESS: 803 Qaurrier St, Suite 100, Charleston WV 25301 EDUCATION ALLIANCE OF WEST VIRGINIA POSITION: Past Chairman and current member of the Board of Directors NATURE: The Education Alliance is an independent voice, earnest advocate, and statewide participant that advances policies and practices to continually improve public school student achievement in West Virginia. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 01/03/2011 ADDRESS: 803 Quarrier St, Suite 500, Charleston WV 25301 MALLORY AIRPORT REAL ESTATE HOLDINGS LLC POSITION: President NATURE: To own, operate, manage, lease and invest in real estate; to own, manage and operate an airport; and to otherwise engage in any other lawful act and lawful business activities for any purpose. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2022 ADDRESS: South Charleston WV, United States DESCRIPTION: Serve on the management team to manage the operations and affairs of the company and to make all decisions regarding the business affairs of the company. DUNN HERITAGE LLC POSITION: Managing Member NATURE: To hold undeveloped real estate property. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 04/30/2025 ADDRESS: Charleston WV, United States DESCRIPTION: Responsible for the oversight of family undeveloped real estate including the duties of paying real estate taxes, keeping property posted, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Brett Keith Staples's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 300 Summers St Fl 5, Charleston, WV 25301RIA
CRD#: 283390
CHARLESTON, WV
Current
February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 300 Summers St Ste 120, Charleston, WV 25301BD
CRD#: 17499
CHARLESTON, WV
Past
July 7, 2014 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
July 1, 2014 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
October 1, 2008 - July 9, 2014
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
CHARLESTON, WV
Past
October 1, 2008 - July 9, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
CHARLESTON, WV
Past
December 13, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
RIA
CRD#: 18718
CHARLESTON, WV
Past
November 21, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
CHARLESTON, WV
Past
July 3, 2003 - July 25, 2007
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
HUNTINGTON, WV
Past
September 11, 1998 - June 18, 2002
UNITED BROKERAGE SERVICES, INC
BD
CRD#: 39062
PARKERSBURG, WV
Past
March 25, 1997 - June 1, 1998
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
COLUMBUS, OH
Past
August 24, 1990 - October 1, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/17/2021)
RR
California(2/17/2021)
RR
Delaware(2/17/2021)
RR
Florida(2/17/2021)
RR
Maryland(2/17/2021)
RR
Minnesota(7/8/2024)
RR
New York(2/17/2021)
RR
North Carolina(2/17/2021)
RR
Ohio(2/17/2021)
RR
Pennsylvania(2/17/2021)
RR
South Carolina(2/17/2021)
RR
Virginia(2/17/2021)
RR
West Virginia(2/17/2021)
IAR
West Virginia(2/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Charleston, WV 25301TRUST BUT VERIFY
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Contact information
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