John F. Spence
Professional summary
John Flinn Spence, who also goes by John F Spence, is a registered financial professional currently at XMS CAPITAL PARTNERS, LLC located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 1990. John has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Flinn Spence's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2007 - Present
XMS CAPITAL PARTNERS, LLC
Office #1: 321 N Clark Street Suite 2430, Chicago, IL 60654Office #2: 321 N Clark Street Suite 2440, Chicago, IL 60654Office #3: 321 N Clark St Suite 2440, Chicago, IL 60654October 27, 2006 - May 30, 2007
MONROE FINANCIAL PARTNERS, INC.
September 13, 2005 - July 28, 2006
COMMERZ MARKETS LLC
June 29, 2004 - August 11, 2005
ABN AMRO INCORPORATED
September 20, 1990 - January 8, 2003
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2025)
(9/23/2025)
(6/7/2007)
(7/15/2025)
(7/5/2024)
(8/10/2025)
(5/21/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
XMS CAPITAL PARTNERS, LLC
CRD#: 142871 / SEC#: , 8-67502
Contact information
FINRA licenses (34 States and Territories)
Documents
Red Flags
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