Robert A. Solley
Professional summary
Robert Alexander Solley, who also goes by Bob Solley, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Alpharetta, Georgia and CETERA ADVISORS LLC located in Alpharetta, Georgia.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Robert has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 51, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Alexander Solley's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1105 Powers Place, Alpharetta, GA 30009September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 1105 Powers Place, Alpharetta, GA 30009November 21, 2011 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
November 21, 2011 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
June 27, 2006 - November 22, 2011
SANDERS MORRIS LLC
February 4, 2004 - December 31, 2006
SMH CAPITAL ADVISORS LLC
June 24, 2003 - November 22, 2011
SANDERS MORRIS LLC
April 6, 2001 - June 10, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 1, 1992 - April 6, 2001
IFG NETWORK SECURITIES, INC.
July 5, 1991 - April 1, 1992
SUNAMERICA SECURITIES, INC.
April 3, 1991 - July 15, 1991
IFG NETWORK SECURITIES, INC.
August 1, 1990 - April 3, 1991
F.N. WOLF & CO., INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2022)
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(9/19/2024)
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(9/10/2020)
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(10/22/2024)
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(5/12/2022)
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
