Salvatore F. Guerra
Professional summary
Salvatore Francis Guerra is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Salvatore is registered as a RR (Registered Representative) and started their career in finance in 1990. Salvatore has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Salvatore Francis Guerra's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2008 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210June 26, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
June 2, 2004 - September 20, 2006
FIDELITY DISTRIBUTORS COMPANY LLC
July 21, 1997 - May 3, 2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
February 9, 1993 - September 6, 1994
BAYBANKS BROKERAGE SERVICES, INC.
October 22, 1990 - December 11, 1992
FAM DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2020)
(1/3/2020)
(1/3/2011)
(1/1/2008)
(1/1/2008)
(1/3/2011)
(1/20/2010)
(1/3/2011)
(1/1/2008)
(1/1/2008)
(12/3/2012)
(1/3/2011)
(1/20/2010)
(1/3/2020)
(1/6/2023)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Boston, MA 02210TRUST BUT VERIFY
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