Christopher J. Brancazio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Brancazio, who also goes by Chris Brancazio, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1992. Christopher had worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2007 - August 10, 2015
REICH & TANG DISTRIBUTORS, INC.
August 7, 2002 - January 30, 2007
FIRST REPUBLIC SECURITIES COMPANY, LLC
March 10, 2000 - December 3, 2001
SEI INVESTMENTS DISTRIBUTION CO.
January 26, 1994 - July 7, 1997
PRUDENTIAL EQUITY GROUP, LLC
May 13, 1993 - July 26, 1993
TRIMARK SECURITIES, INC.
April 6, 1992 - February 25, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/5/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
REICH & TANG DISTRIBUTORS, INC.
CRD#: 28078 / SEC#: , 8-43429
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| REICH & TANG ASSET MANAGEMENT, LLC | 100 % SHAREHOLDER | |
| BRANCAZIO, CHRISTOPHER JOHN | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING OFFICER AND SECRETARY | 2078699 |
| DESANCTIS, RICHARD | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER, DIRECTOR | 2117932 |
| GILL, CHRISTOPHER J | SENIOR VICE PRESIDENT, DIRECTOR | 2464553 |
| JERKOVICH, JOSEPH | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND DIRECTOR | 4353543 |
| LYDON, MICHAEL PETER | EXECUTIVE VICE PRESIDENT, DIRECTOR | 1274887 |
| NELSON, THOMAS MATTHEW | PRESIDENT & CEO | 1907416 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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