Lawrence J. Richardson
Professional summary
Lawrence J Richardson, who also goes by Larry Richardson, Lawrence J Richardson, Lawrence Jean Richardson, is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Chicago, Illinois.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1992. Lawrence has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 50, SIE, Series 7, Series 52, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawrence J Richardson's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2020 - Present
HUNTINGTON SECURITIES, INC.
Office #1: 222 North Lasalle Street Suite 1200, Chicago, IL 60601August 8, 2018 - September 28, 2020
ROBERT W. BAIRD & CO. INCORPORATED
November 26, 2007 - May 8, 2018
WELLS FARGO SECURITIES, LLC
October 13, 1992 - November 26, 2007
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2021)
(10/13/2020)
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(6/15/2023)
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(6/15/2023)
(2/12/2021)
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(10/13/2020)
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(4/19/2021)
(10/13/2020)
(6/15/2023)
(4/19/2021)
(10/13/2020)
(6/15/2023)
(10/13/2020)
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HUNTINGTON SECURITIES, INC.
CRD#: 2261 / SEC#: , 8-5761
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| BORRELLI, MARK ROBERT | GENERAL COUNSEL/SECRETARY | 6803711 |
| COSTANZO, SAMANTHA ANN | DIRECTOR | 4133695 |
| DIBOWSKI, TERRA | HEAD OF BROKERAGE OPERATIONS | 5468840 |
| FITZSIMMONS, DAVID RAYMOND | HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR | 4245434 |
| HERBERT, KATHERINE ELEANOR | CONTROLLER/FINOP | 6412263 |
| HOHENSTEIN, THOMAS | CFO | 3123815 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | PRESIDENT | 6419334 |
| SZWAGULAK, JOHN W III | CHIEF COMPLIANCE OFFICER | 4033023 |
| WALTHER, KATHLEEN | DIRECTOR | 7858303 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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