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Frank Peter Dibella

CRD# 2078122·Registered 1990 - 1997
Previously Registered: Being a previously registered professional could mean that Frank is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Frank Peter Dibella, who also goes by Frank Peter Debella, Frank Dibella, was a registered financial advisor. Frank was a previously registered financial professional and started their career in finance 1990 - 1997. Frank had worked at 3 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Frank Peter Debella, Frank Dibella

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

36 years in the financial services industry

Current & Past Employments

COMPULIFE INVESTOR SERVICES, INC.·CRD# 21543
BD
St. Cloud, MN
June 29, 1995 - July 7, 1997
IFMG SECURITIES, INC.·CRD# 14416
BD
Purchase, NY
February 17, 1993 - March 13, 1995
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
July 23, 1990 - February 1, 1993

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Current Firm

CI
COMPULIFE INVESTOR SERVICES, INC.

COMPULIFE INVESTOR SERVICES, INC.

CRD#: 21543 / SEC#: 8-39086
BD
Terminated by SEC on 12/28/2004

Contact Information

Established

Virginia since 11/19/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PRIMEVEST FINANCIAL SERVICES, INC.SOLE SHAREHOLDER15340
CICCATI, RANDALL LEEPRESIDENT/ DIRECTOR/CEO1569353
COMBS, BOYD GSENIOR VICE PRESIDENT—
ENGELKE, PAULA CLUDRAYSECRETARY—
MAAS, KEVIN PAULVP, ASSISTANT SECRETARY/ DIRECTOR2692487
MILLER, EDWARD BRUCEVICE PRESIDENT AND DIRECTOR1680275
OLSON, GREGORY ALANASSISTANT SECRETARY2692482
REINHOLZ, CHRISTOPHER JONASSISTANT VICE PRESIDENT1961258
RENELT, LORALEE ANNASSISTANT SECRETARY—
RUMMELMCCOOL, LEANN RENEEVICE PRESIDENT1965155
SHELSON, MARK PAULVICE PRESIDENT/ CHIEF FINANCIAL OFFICER1819252
WILLIAMS, CLINTON SRSENIOR VICE PRESIDENT/ DIRECTOR/COO2479051

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1990About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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