Edward Bruce Miller
Professional Summary
Edward Bruce Miller, who also goes by Bruce Edward Miller, E Bruce Miller, Bruce Miller, was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1987 - 2023. Edward had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 52, Series 6, Series 24, Series 26 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bruce Edward Miller, E Bruce Miller, Bruce Miller
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES | FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC
Contact Information
Main Address
360 Kingsley Park Drive Suite 100, Fort Mill, SC 29715Phone Number
(704) 816-8000Established
South Carolina since 12/17/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
2Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL CAPITAL PARTNERS, INC | OWNER | — |
| KEADY, LAURA ANN | CFO / PFO / POO | 6516152 |
| LANK, STEPHEN JOHN-PATRICK | PRESIDENT | 2997028 |
| LIDDINGTON, JAMES | CHIEF AML OFFICER / MUNICIPAL SECURITIES PRINCIPAL | 4326825 |
| MILLER, EDWARD BRUCE | CEO | 1680275 |
| RICH, DAVID SEAN | CCO | — |
| STIEVE, MARK ALAN | SVP | 1521386 |
| THOMPSON, JERRY CHRISTOPHER | VP | 2621099 |
Disclosures
Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1987About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Mar 1993About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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