David B. Hogan
Professional summary
David Brian Hogan is a registered financial professional currently at PICKWICK CAPITAL PARTNERS, LLC located in White Plains, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1992. David has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Brian Hogan's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2024 - Present
PICKWICK CAPITAL PARTNERS, LLC
Office #1: 445 Hamilton Avenue Suite 1102, White Plains, NY 10601March 18, 2022 - December 8, 2022
SECURITIZE MARKETS, LLC
August 3, 2016 - February 1, 2022
KENMAR SECURITIES, LLC
December 10, 2015 - August 4, 2016
ROSSOFF & CO. LLC
May 11, 2013 - December 12, 2015
EQUUS FINANCIAL CONSULTING LLC
March 29, 2011 - February 1, 2013
UBS SECURITIES LLC
May 2, 2005 - September 22, 2008
NOMURA SECURITIES INTERNATIONAL, INC.
August 21, 2001 - May 17, 2005
HSBC SECURITIES (USA) INC.
April 22, 1992 - August 16, 2001
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2024)
(5/12/2025)
(11/15/2024)
(11/15/2024)
(10/28/2025)
(4/11/2025)
(4/11/2025)
(11/15/2024)
(4/25/2025)
(11/15/2024)
(4/23/2025)
(4/11/2025)
(4/10/2025)
(4/10/2025)
Exams
FINRA
Current Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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