Frank R. Stanley

TACTIVE ADVISORS

Carlsbad, CA 92008

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CRD#: 2077505

Professional summary

Frank Ronald Stanley, CFP®, who also goes by Frank R Stanley, Stan Stanley, is a registered financial advisor currently at TACTIVE ADVISORS, LLC located in Carlsbad, California.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Frank has worked at 14 firms and has passed the Series 63, Series 3, Series 7, Series 6, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frank R Stanley | Stan Stanley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I receive commissions as agent for AIG, Allianz, Nationwide, and Protective Life any other carriers needed for cases. I am currently President of FactorOne Capital LLC at Commodity Trading Advisor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Ronald Stanley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

Experience

Current

December 7, 2022 - Present

TACTIVE ADVISORS, LLC

Office #1: 5857 Owens Avenue Suite 110, Carlsbad, CA 92008

RIA

CRD#: 309311

Carlsbad, CA

Past

May 10, 2013 - December 31, 2022

CLARAPHI ADVISORY NETWORK, LLC

RIA

CRD#: 165868

Carlsbad, CA

Past

July 27, 2007 - May 9, 2013

B. RILEY WEALTH ADVISORS, INC.

RIA

CRD#: 115927

CARLSBAD, CA

Past

July 19, 2007 - June 13, 2008

NATIONAL SECURITIES CORPORATION

CRD#: 7569

ENCINITAS, CA

Past

June 27, 2007 - July 17, 2007

WEDBUSH SECURITIES INC.

RIA

CRD#: 877

PASADENA, CA

Past

June 27, 2007 - July 17, 2007

WEDBUSH SECURITIES INC.

CRD#: 877

PASADENA, CA

Past

October 24, 2005 - June 29, 2007

BROOKSTREET SECURITIES CORPORATION

RIA

CRD#: 14667

ENCINITAS, CA

Past

October 19, 2005 - June 29, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

ENCINITAS, CA

Past

August 20, 2003 - October 24, 2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

July 3, 2000 - October 24, 2005

OSAIC FA, INC.

RIA

CRD#: 3978

LA JOLLA, CA

Past

June 12, 2000 - October 24, 2005

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

May 25, 1993 - May 31, 1994

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

Past

February 26, 1991 - May 4, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

Past

February 26, 1991 - May 4, 1993

PRUCO SECURITIES, LLC.

CRD#: 5685

Past

November 2, 1990 - February 19, 1991

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

Past

November 2, 1990 - February 19, 1991

SIGNATOR INVESTORS, INC.

CRD#: 468

Past

July 27, 1990 - October 15, 1990

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TACTIVE ADVISORS, LLC

CRD#: 309311 / SEC#: 801-119680

RIA

Registered Investment Advisory firm - (10/23/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/16/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/26/2006

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/9/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/24/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 30

Date: 1/30/2013

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 7/31/2006

General Securities Principal Examination

Current Firm

TACTIVE ADVISORS, LLC

CRD#: 309311 / SEC#: 801-119680

RIA

Registered Investment Advisory firm - (10/23/2020 Approved)

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Contact information

Main Address

1990 Main Street Suite 750, Sarasota, FL 34236

Mailing Address

Phone number

(855) 282-2848

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TACTIVE ADVISORS, LLC - ADV PART 2 (7/8/2025)

Regulatory assets under management

Total Number of Accounts	2,671
AUM (Assets Under Management)	$ 456,874,649

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frank R. Stanley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Ronald Stanley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARAPHI ADVISORY NETWORK, LLC

B. RILEY WEALTH ADVISORS, INC.

NATIONAL SECURITIES CORPORATION

WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

BROOKSTREET SECURITIES CORPORATION

BROOKSTREET SECURITIES CORPORATION

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

OSAIC FA, INC.

HORNOR, TOWNSEND & KENT, LLC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TACTIVE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/16/2000

Series 3

Date: 6/26/2006

Series 7

Date: 6/9/2000

Series 6

Date: 7/24/1990

Series 30

Date: 1/30/2013

Series 24

Date: 7/31/2006

Current Firm

TACTIVE ADVISORS, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TACTIVE ADVISORS, LLC

TRUST BUT VERIFY

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