BM
Brett S. Messing
HASTINGS CAPITAL GROUP
New York, NY 10022
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CRD#: 2077288
BM
Professional summary
Brett Stuart Messing is a registered financial advisor currently at HASTINGS CAPITAL GROUP, LLC located in New York, New York.
Brett is registered as a RR (Registered Representative) and started their career in finance in 1990. Brett has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brett Stuart Messing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2018 - Present
HASTINGS CAPITAL GROUP, LLC
Office #1: 527 Madison Avenue 4th Floor, New York, NY 10022BD
CRD#: 142998
New York, NY
Past
February 17, 2004 - August 3, 2005
LEHMAN BROTHERS INC.
RIA
CRD#: 7506
LOS ANGELES, CA
Past
February 17, 2004 - August 3, 2005
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
November 27, 2001 - February 17, 2004
NEUBERGER BERMAN BD LLC
RIA
CRD#: 2908
LOS ANGELES, CA
Past
November 2, 2001 - February 17, 2004
NEUBERGER BERMAN BD LLC
BD
CRD#: 2908
NEW YORK, NY
Past
April 28, 1997 - July 19, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
August 27, 1990 - May 8, 1997
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/1/2019)
RR
Alaska(4/5/2019)
RR
Arizona(3/22/2019)
RR
Arkansas(3/26/2019)
RR
California(3/26/2019)
RR
Colorado(4/9/2019)
RR
Connecticut(3/22/2019)
RR
Delaware(4/5/2019)
RR
District of Columbia(2/8/2019)
RR
Florida(3/25/2019)
RR
Georgia(5/7/2019)
RR
Hawaii(5/30/2019)
RR
Idaho(2/6/2019)
RR
Illinois(5/17/2019)
RR
Indiana(4/4/2019)
RR
Iowa(2/6/2019)
RR
Kansas(2/8/2019)
RR
Kentucky(2/25/2019)
RR
Louisiana(3/25/2019)
RR
Maine(5/7/2019)
RR
Maryland(5/6/2019)
RR
Massachusetts(3/5/2019)
RR
Michigan(2/5/2019)
RR
Minnesota(3/22/2019)
RR
Mississippi(3/25/2019)
RR
Missouri(6/17/2019)
RR
Montana(3/26/2019)
RR
Nebraska(3/22/2019)
RR
Nevada(5/3/2019)
RR
New Hampshire(4/4/2019)
RR
New Jersey(3/25/2019)
RR
New Mexico(5/10/2019)
RR
New York(3/21/2019)
RR
North Carolina(4/5/2019)
RR
North Dakota(3/22/2019)
RR
Ohio(2/1/2019)
RR
Oklahoma(3/25/2019)
RR
Oregon(3/5/2019)
RR
Pennsylvania(3/22/2019)
RR
Puerto Rico(2/7/2019)
RR
Rhode Island(2/13/2019)
RR
South Carolina(5/6/2019)
RR
South Dakota(3/25/2019)
RR
Texas(2/4/2019)
RR
Utah(3/21/2019)
RR
Vermont(3/22/2019)
RR
Virginia(5/6/2019)
RR
Washington(4/12/2019)
RR
West Virginia(5/6/2019)
RR
Wisconsin(2/8/2019)
RR
Wyoming(5/22/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HC
HASTINGS CAPITAL GROUP, LLC
HASTINGS CAPITAL GROUP, LLC
CRD#: 142998 / SEC#: , 8-67517
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
527 Madison Avenue 4th Floor, New York, NY 10022
Mailing Address
527 Madison Avenue 4th Floor, New York, NY 10022
Phone number
(212) 485-3100
Established
Delaware since 09/27/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCARAMUCCI, ANTHONY (NMN) | MANAGER, MEMBER, CHIEF EXECUTIVE OFFICER, GENERAL SECURITIES PRINCIPAL | 1983175 |
| MESSING, BRETT STUART | MANAGER, MEMBER | 2077288 |
| KIRSCHENBLAT, CHAD ETHAN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2503352 |
| NOBLE, ALEXANDRA MARIE | CHIEF COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPAL | 5341828 |
| URREY, MINNA KATARIINA | CHIEF ADMINISTRATIVE OFFICER, GENERAL SECURITIES PRINCIPAL | 5429274 |
| WRIGHT, JASON RALPH | PRESIDENT, MEMBER, GENERAL SECURITIES PRINCIPAL | 2940758 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
