Gustavo I. Masri

ALDEN INVESTMENT GROUP

Doylestown, PA 18901

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CRD#: 2077227

Professional summary

Gustavo Isaac Masri, who also goes by Gustavo I Masri, is a registered financial advisor currently at ALDEN INVESTMENT GROUP located in Doylestown, Pennsylvania and J. ALDEN ASSOCIATES, INC. located in Doylestown, Pennsylvania.

Gustavo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Gustavo has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Gustavo I Masri

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Masri Wealth Advisors LLC - established a personal LLC for tax purposes. Treasurer - Congregation Mikveh Israel, Philadelphia PA - non-profit religious organization

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gustavo Isaac Masri's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 2022 - Present

ALDEN INVESTMENT GROUP

Office #1: 43 S Main Street, Doylestown, PA 18901

RIA

CRD#: 317077

Doylestown, PA

Current

September 16, 2021 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 48 West Oakland Ave., Doylestown, PA 18901

CRD#: 40002

Doylestown, PA

Past

September 16, 2021 - November 3, 2022

ALDEN CAPITAL

RIA

CRD#: 293551

Rydal, PA

Past

August 26, 2021 - September 24, 2021

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

JENKINTOWN, PA

Past

August 26, 2021 - September 24, 2021

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

JENKINTOWN, PA

Past

March 15, 2016 - August 30, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

JENKINTOWN, PA

Past

July 1, 2003 - August 30, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

JENKINTOWN, PA

Past

July 23, 1999 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 17, 1996 - May 17, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 5, 1990 - May 21, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/16/2021)

Connecticut
(9/16/2021)

Florida
(9/16/2021)

Georgia
(9/16/2021)

Massachusetts
(9/16/2021)

New Jersey
(9/16/2021)

New York
(9/16/2021)

IAR

New York
(4/14/2025)

Pennsylvania
(9/16/2021)

IAR

Pennsylvania
(4/26/2022)

South Carolina
(9/16/2021)

Tennessee
(9/16/2021)

Texas
(9/16/2021)

IAR

Virginia
(4/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/6/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/3/1990

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

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Contact information

Main Address

37 West Avenue Suite 301, Wayne, PA 19087-3226

Mailing Address

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 319,233,679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gustavo I. Masri

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gustavo Isaac Masri's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. ALDEN ASSOCIATES, INC.

ALDEN CAPITAL

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ALDEN INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 11/6/2001

Series 63

Date: 10/17/1990

SIE

Date: 10/1/2018

Series 7

Date: 10/3/1990

FINRA

Current Firm

ALDEN INVESTMENT GROUP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN INVESTMENT GROUP

TRUST BUT VERIFY

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