Joseph W. Turner
MINISTRY PARTNERS SECURITIES | MPS Principal and Compliance
Brea, CA 92821
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CRD#: 2077052
Professional summary
Joseph Wayne Turner JR, who also goes by Joseph Wayne Turner, is a registered financial advisor currently at MINISTRY PARTNERS SECURITIES, LLC located in Brea, California.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Joseph has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Wayne Turner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHRISTIAN CARE MINISTRY, BOARD OF DIRECTORS, NON-INVESTMENT RELATED, 6 HOURS PER MONTH DURING SECURITIES TRADING HOURS, RECEIVES NO COMPENSATION, DUTIES INCLUDE BUSINESS OPERATIONS, STRATEGIC PLANNING, RISK MANAGEMENT, EXECUTIVE/STAFF PERFORMANCE AND COMPENSATION REVIEW. Health Care Sharing Ministries Alliance board. Melbourne, FL. Four hours, per month, may be during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Wayne Turner JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Wayne Turner JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2013 - Present
MINISTRY PARTNERS SECURITIES, LLC
Office #1: One Pointe Dr, Suite 205, Brea, CA 92821Office #2: One Pointe Dr., Suite 205, Brea, CA 92821RIA
BD
CRD#: 154349
Brea, CA
Current
February 11, 2013 - Present
MINISTRY PARTNERS SECURITIES, LLC
Office #1: One Pointe Dr, Suite 205, Brea, CA 92821Office #2: One Pointe Dr., Suite 205, Brea, CA 92821RIA
BD
CRD#: 154349
Brea, CA
Past
February 27, 2007 - June 23, 2011
STRONGTOWER FINANCIAL, INC.
RIA
CRD#: 35504
FRESNO, CA
Past
February 27, 2007 - June 23, 2011
STRONGTOWER FINANCIAL, INC.
BD
CRD#: 35504
FRESNO, CA
Past
February 28, 2000 - October 19, 2005
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
FRESNO, CA
Past
November 24, 1997 - October 19, 2005
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Past
September 14, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
September 14, 1990 - June 25, 1997
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2014)
RR
California(2/11/2013)
IAR
California(7/10/2013)
RR
Colorado(2/11/2013)
RR
Florida(2/11/2013)
RR
Georgia(2/11/2013)
RR
Idaho(9/3/2013)
IAR
Idaho(5/31/2023)
RR
Illinois(3/21/2017)
IAR
Illinois(3/20/2020)
RR
Indiana(10/6/2014)
RR
Kansas(3/25/2015)
RR
Kentucky(9/26/2023)
RR
Massachusetts(9/26/2017)
RR
Minnesota(12/16/2013)
RR
Missouri(3/19/2014)
RR
Nevada(2/11/2013)
RR
New York(3/25/2013)
RR
Ohio(2/11/2013)
RR
Oregon(2/11/2013)
IAR
Oregon(3/29/2018)
RR
Pennsylvania(2/11/2013)
RR
Rhode Island(2/28/2013)
RR
South Carolina(2/11/2013)
RR
Texas(2/11/2013)
IAR
Texas(5/15/2015)
RR
Virginia(9/10/2020)
RR
Washington(12/3/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MP
MINISTRY PARTNERS SECURITIES, LLC
LYON WEALTH ADVISORY, LLC | MINISTRY PARTNERS SECURITIES, LLC
CRD#: 154349 / SEC#: , 8-68628
California
Registered Investment Advisory firm - SEC (7/10/2013 Approved)Idaho
Registered Investment Advisory firm - SEC (12/12/2022 Approved)Illinois
Registered Investment Advisory firm - SEC (3/20/2020 Approved)Oregon
Registered Investment Advisory firm - SEC (3/29/2018 Approved)Tennessee
Registered Investment Advisory firm - SEC (2/18/2025 Approved)Texas
Registered Investment Advisory firm - SEC (5/15/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
One Pointe Dr Suite 205, Brea, CA 92821
Mailing Address
340 North Westlake Blvd Suite 160, Westlake Village, CA 91362
Phone number
(714) 671-5720
Established
Delaware since 04/27/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
6
FINRA licenses (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 115 |
| AUM (Assets Under Management) | $ 15,166,934 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
