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JJ

Jennifer L. Jones

Some features on this profile are disabled
CRD#: 2076678
JJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jennifer Lynn Jones, who also goes by Jennifer Jones Diaz, Jennifer L. Jones, Jennifer Jones Diaz, Jennifer Jones Mowbray, was a registered financial professional .

Jennifer is a previously registered financial professional and started their career in finance in 2011. Jennifer had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jennifer Jones Diaz | Jennifer L. Jones | Jennifer Jones Diaz | Jennifer Jones Mowbray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ms. Jones is a sole proprietor insurance agent. Not investment related. 7001 Heritage Village Plaza, Suite 190, Gainesville, VA 20155. Insurance product sales. Start date 10/12/2020. 3 hours per month. EYRING FARMS POSITION: Owner NATURE: This is a small family owed farm. We raise beef cattle, chickens as well as grow our vegetables. To fill in wanted itemsat local farmer's markets we also grow and sell plants and flowers and sell eggs from the chickens. INVESTMENT RELATED: No NUMBER OF HOURS: 128 SECURITIES TRADING HOURS: 3 START DATE: 08/29/2015 ADDRESS: 208 Three Mile Bank Lane, Edinburg VA 22824, United States DESCRIPTION: part owner of the farm - I am responsible for taking care of the chickens, collecting and preparing eggs for sale,planting and harvesting the garden, planting and cutting flowers for resale. I am also responsible for filing Virginiasales and use tax forms, egg sale forms as well as federal and state income taxes.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 13, 2020 - October 1, 2025

HERITAGE FINANCIAL LLC

RIA
CRD#: 285149
GAINESVILLE, VA
Past

March 6, 2020 - November 19, 2020

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Charlottesville, VA
Past

March 6, 2020 - November 19, 2020

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Charlottesville, VA
Past

May 1, 2013 - January 22, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
WINCHESTER, VA
Past

November 14, 2012 - January 22, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
WINCHESTER, VA
Past

August 18, 2011 - November 14, 2012

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
FREDERICK, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HERITAGE FINANCIAL LLC
HERITAGE FINANCIAL LLC | HERITAGE FINANCIAL, LLC

CRD#: 285149 / SEC#: 801-114336

RIA
Registered Investment Advisory firm - (11/26/2018 Approved)
District of Columbia
Registered Investment Advisory firm - (12/7/2018 Terminated)
Florida
Registered Investment Advisory firm - (12/7/2018 Terminated)
Louisiana
Registered Investment Advisory firm - (12/20/2018 Terminated)
Maryland
Registered Investment Advisory firm - (12/27/2018 Terminated)
North Carolina
Registered Investment Advisory firm - (12/10/2018 Terminated)
Texas
Registered Investment Advisory firm - (12/7/2018 Terminated)
Virginia
Registered Investment Advisory firm - (12/12/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/26/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/5/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/17/2011
General Securities Representative Examination

Current Firm

HF
HERITAGE FINANCIAL LLC
HERITAGE FINANCIAL LLC | HERITAGE FINANCIAL, LLC

CRD#: 285149 / SEC#: 801-114336

RIA
Registered Investment Advisory firm - (11/26/2018 Approved)
District of Columbia
Registered Investment Advisory firm - (12/7/2018 Terminated)
Florida
Registered Investment Advisory firm - (12/7/2018 Terminated)
Louisiana
Registered Investment Advisory firm - (12/20/2018 Terminated)
Maryland
Registered Investment Advisory firm - (12/27/2018 Terminated)
North Carolina
Registered Investment Advisory firm - (12/10/2018 Terminated)
Texas
Registered Investment Advisory firm - (12/7/2018 Terminated)
Virginia
Registered Investment Advisory firm - (12/12/2018 Terminated)
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Contact information

Main Address
7001 Heritage Village Plaza Suite 190, Gainesville, VA 20155
Mailing Address
Phone number
(703) 754-1233
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2025-10-01 HERITAGE FINANCIAL FORM ADV PART 2 (10/1/2025)

Regulatory assets under management

Total Number of Accounts1,380
AUM (Assets Under Management)$ 334,741,601

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HERITAGE FINANCIAL LLC

CRD#: 285149

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