Thomas J Hogen
Professional Summary
Thomas J Hogen, who also goes by Thomas John Hogen, Tom Hogen, Thomas Hogen, is a registered financial advisor currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2022. Thomas has worked at 3 firms and has passed the Series 63, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas John Hogen, Tom Hogen, Thomas Hogen
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
4 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.
Contact Information
Main Address
One Orange Way, C2n, Windsor, CT 06095Mailing Address
One Orange Way, Windsor, CT 06095Phone Number
(860) 275-2110Established
Delaware since 11/27/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Large# of Employees
55FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/16/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2022About the Series 6TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas J Hogen's CRS (Customer Relationship Summary).
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