RY
Robert D. Yarosz
WORLD EQUITY GROUP
Arlington Heights, IL 60004
Some features on this profile are disabled
CRD#: 2074974
RY
Professional summary
Robert Daniel Yarosz, who also goes by Bob Yarosz, is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Arlington Heights, Illinois.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Robert has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Yarosz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ARLINGTON VENTURES - REAL ESTATE RENTAL. OWNS BUILDING AND COLLECTS RENT FROM TENANTS. NOT INVESTMENT RELATED. APPROXIMATELY 2 HOURS A MONTH SPENT ON ACTIVITY, NONE DURING MARKET HOURS. RENTAL INCOME *************************************************************************************************************************************** LTC and Life Insurance; Not Investment related; 1650 N Arlington Hts Road, Arlington Heights, IL 60004; Nature of the other business: Occasional sale of LTC Term or Permanent Life; Position: Agent; Start Date: 01.01.22; Approximate number of hours/month devoted to the other business: 1 hour; Hours during trading hours: ZERO; duties relating to the other business: Sales *************************************************************************************************************************************** LTC AND LIFE INSURANCE POSITION: Agent NATURE: Occasional sale of LTC Term or Permanent Life INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 1650 N Arlington Hts Road, Arlington Hts IL 60004, United States DESCRIPTION: Sales
CRS (Client Relationship Summary) - RIA
Click below to view Robert Daniel Yarosz's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert Daniel Yarosz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 1997 - Present
WORLD EQUITY GROUP, INC.
Office #1: 1650 N. Arlington Heights Road, Ste 206, Arlington Heights, IL 60004RIA
BD
CRD#: 29087
Arlington Heights, IL
Current
September 16, 1997 - Present
WORLD EQUITY GROUP, INC.
Office #1: 1650 N. Arlington Heights Road, Ste 206, Arlington Heights, IL 60004RIA
BD
CRD#: 29087
Arlington Heights, IL
Past
May 22, 1993 - September 26, 1997
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
October 4, 1991 - May 13, 1993
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
July 25, 1990 - October 23, 1991
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/26/1998)
RR
California(1/3/1998)
RR
Colorado(11/4/1998)
IAR
Colorado(2/25/2019)
RR
Florida(9/16/1997)
IAR
Florida(2/26/2019)
RR
Georgia(1/13/2003)
RR
Illinois(9/16/1997)
IAR
Illinois(11/6/1997)
RR
Indiana(2/9/2000)
IAR
Indiana(2/25/2019)
RR
Iowa(10/22/1998)
RR
Maryland(9/16/1997)
RR
Michigan(4/3/2000)
IAR
Michigan(2/25/2019)
RR
Minnesota(9/16/1997)
RR
Missouri(3/1/2000)
RR
Montana(4/11/2000)
RR
Nevada(11/1/2002)
RR
New Jersey(1/6/2001)
RR
North Carolina(9/16/1997)
RR
Ohio(1/8/2001)
RR
Pennsylvania(9/16/1997)
RR
South Carolina(6/13/2007)
RR
Tennessee(7/11/2023)
RR
Texas(2/26/1998)
RR
Utah(12/11/2007)
RR
Virginia(1/11/1999)
RR
Wisconsin(9/16/1997)
IAR
Wisconsin(2/25/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
