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SD

Stephen M. Dimaio

PARALEL DISTRIBUTORS
Denver, CO 80290
Some features on this profile are disabled
CRD#: 2074855
SD

Professional summary

Stephen Matthew Dimaio is a registered financial professional currently at PARALEL DISTRIBUTORS located in Denver, Colorado.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 1992. Stephen has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Matthew Dimaio's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 25, 2025 - Present

PARALEL DISTRIBUTORS

Office #1: 1700 Broadway Suite 1850, Denver, CO 80290
BD
CRD#: 316115
Denver, CO
Past

March 7, 2022 - January 9, 2025

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC

BD
CRD#: 313390
New York, NY
Past

June 7, 2004 - February 17, 2022

DWS DISTRIBUTORS, INC.

BD
CRD#: 37306
BOSTON, MA
Past

December 13, 1999 - May 19, 2004

BOFA DISTRIBUTORS, INC.

BD
CRD#: 30683
BOSTON, MA
Past

June 14, 1999 - December 14, 1999

NATIXIS DISTRIBUTION, LLC

BD
CRD#: 34754
BOSTON, MA
Past

March 1, 1995 - May 14, 1999

BOFA DISTRIBUTORS, INC.

BD
CRD#: 30683
BOSTON, MA
Past

April 24, 1992 - March 1, 1995

COLONIAL INVESTMENT SERVICES

BD
CRD#: 25929

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/25/2025)
RR
Alaska
(8/25/2025)
RR
Arizona
(8/25/2025)
RR
Arkansas
(8/25/2025)
RR
California
(8/25/2025)
RR
Colorado
(8/25/2025)
RR
Connecticut
(8/25/2025)
RR
Delaware
(8/25/2025)
RR
District of Columbia
(8/25/2025)
RR
Florida
(8/25/2025)
RR
Georgia
(8/25/2025)
RR
Hawaii
(8/25/2025)
RR
Idaho
(8/25/2025)
RR
Illinois
(8/25/2025)
RR
Indiana
(8/25/2025)
RR
Iowa
(8/25/2025)
RR
Kansas
(8/25/2025)
RR
Kentucky
(8/25/2025)
RR
Louisiana
(8/25/2025)
RR
Maine
(8/25/2025)
RR
Maryland
(8/25/2025)
RR
Massachusetts
(8/25/2025)
RR
Michigan
(8/25/2025)
RR
Minnesota
(8/25/2025)
RR
Mississippi
(8/25/2025)
RR
Missouri
(8/25/2025)
RR
Montana
(8/25/2025)
RR
Nebraska
(8/25/2025)
RR
Nevada
(8/25/2025)
RR
New Hampshire
(8/25/2025)
RR
New Jersey
(8/25/2025)
RR
New Mexico
(8/25/2025)
RR
New York
(8/25/2025)
RR
North Carolina
(8/25/2025)
RR
North Dakota
(8/25/2025)
RR
Ohio
(8/25/2025)
RR
Oklahoma
(8/25/2025)
RR
Oregon
(8/25/2025)
RR
Pennsylvania
(8/25/2025)
RR
Rhode Island
(8/25/2025)
RR
South Carolina
(8/25/2025)
RR
South Dakota
(8/25/2025)
RR
Tennessee
(8/25/2025)
RR
Texas
(8/25/2025)
RR
Utah
(8/25/2025)
RR
Vermont
(8/25/2025)
RR
Virginia
(8/25/2025)
RR
Washington
(8/25/2025)
RR
West Virginia
(8/25/2025)
RR
Wisconsin
(8/25/2025)
RR
Wyoming
(8/25/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/22/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/15/2005
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/23/1992
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/5/2005
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 6/10/2002
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PARALEL DISTRIBUTORS
PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC

CRD#: 316115 / SEC#: , 8-70771

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1700 Broadway Suite 1850, Denver, CO 80290
Mailing Address
1700 Broadway Suite 1850, Denver, CO 80290
Phone number
(303) 378-0364
Established
Delaware since 06/21/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PARALEL TECHNOLOGIES, LLCDIRECT OWNER
MAY, JEREMY OPPEGARDCEO/FOUNDER2744563
SWENSON, BRADLEY JOHNPRESIDENT/CCO/FINOP2666663

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARALEL DISTRIBUTORS

CRD#: 316115Denver, CO 80290

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