William E. Rankel
Professional summary
William Edwin Rankel, who also goes by William E Rankel, William Rankel, Bill Rankel, is a registered financial professional currently at CEVIDICA SECURITIES GROUP LLC located in New York, New York and D/B/A PALAZZO located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1992. William has worked at 25 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Edwin Rankel's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2016 - Present
CEVIDICA SECURITIES GROUP LLC
Office #1: 400 W 61st Street Unit 523, New York, NY 10023November 7, 2017 - Present
D/B/A PALAZZO
Office #1: 145 West 57th Street 17th Floor, New York, NY 10019July 16, 2019 - Present
BROAD STREET CAPITAL MARKETS, LLC
Office #1: 101 Crawfords Corner Rd Suite 4116, Holmdel, NJ 07733Office #2: 101 Crawfords Corner Rd Suite 4116, Holmdel, NJ 07733January 13, 2022 - Present
REDBRIDGE SECURITIES LLC
Office #1: 7700 Windrose Ave, Suite G300 Floor 3, Plano, TX 75024May 4, 2022 - Present
CONSTELLATION
Office #1: 4930 Olive Province Ln, Manvel, TX 77578January 23, 2023 - Present
ETORO USA SECURITIES INC.
Office #1: 221 River Street 9th Floor, Hoboken, NJ 07030December 5, 2025 - Present
SPENCER-WINSTON SECURITIES CORPORATION
Office #1: 45 West 47th Street Suite 402, New York, NY 10036-2825June 2, 2021 - January 13, 2023
GATSBY SECURITIES
June 7, 2017 - July 2, 2018
BAYES CAPITAL LLC
June 7, 2017 - June 3, 2019
BARDOWN CAPITAL LLC
June 15, 2016 - October 31, 2016
KOTA GLOBAL SECURITIES INC.
May 18, 2016 - March 2, 2018
CAVU SECURITIES LLC
December 18, 2015 - April 26, 2016
KOTA GLOBAL SECURITIES INC.
December 8, 2014 - March 5, 2015
SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
November 10, 2014 - May 12, 2015
KOTA GLOBAL SECURITIES INC.
October 31, 2014 - December 19, 2014
BRAVER STERN SECURITIES LLC
May 21, 2014 - October 31, 2014
BRAVER STERN SECURITIES LLC
October 10, 1997 - November 10, 1997
ASTRA FUND DISTRIBUTORS CORP.
January 2, 1997 - February 24, 1999
NEW WORLD PARTNERS (A-SPH), LLC
December 9, 1996 - October 24, 2003
NEW HARBOR CAPITAL INC
January 29, 1996 - September 13, 1999
LYSTER WATSON SECURITIES, INC.
October 23, 1995 - October 28, 1998
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
March 3, 1995 - November 24, 1995
CAPITAL INVESTMENTS INTERNATIONAL INC.
December 12, 1994 - March 4, 1997
CODA MARKETS, INC.
July 22, 1994 - February 10, 2000
MFR SECURITIES, INC.
July 6, 1994 - October 13, 1995
THE NORTHSTAR GROUP, INC.
March 28, 1994 - October 3, 2003
CAPITAL MARKETS AMERICA, INC.
July 30, 1992 - March 20, 1995
DU PASQUIER & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SPENCER-WINSTON SECURITIES CORPORATION
CRD#: 8300 / SEC#: , 8-24995
Contact information
FINRA licenses (9 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 5 |
Red Flags
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