James P. Mason
Professional summary
James Porter Mason JR, CFP®, who also goes by James Porter Mason, Jim Mason Jr, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Knoxville, Tennessee and TRUIST INVESTMENT SERVICES, INC. located in Knoxville, Tennessee.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. James has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Porter Mason JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2020
Experience
August 18, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 900 S Gay Street 24th Fl, Knoxville, TN 37902June 8, 1999 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 900 S Gay St Fl 24, Knoxville, TN 37902Office #2: 7610 Gleason Dr, Knoxville, TN 37919May 31, 2000 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 19, 1995 - July 16, 1996
CBL EQUITIES, INC.
November 28, 1994 - July 5, 1995
TEACHERS PERSONAL INVESTORS SERVICES, INC.
August 6, 1990 - June 13, 1995
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2017)
(4/3/2017)
(5/15/2023)
(1/22/2019)
(12/1/2017)
(1/8/2019)
(1/11/2008)
(7/29/1999)
(8/19/2025)
(6/24/2020)
(2/15/2022)
(1/4/2002)
(5/5/2023)
(6/5/2019)
(9/8/2021)
(11/2/2022)
(6/6/2012)
(9/25/2024)
(5/26/2023)
(1/4/2019)
(5/21/2021)
(9/26/2016)
(11/7/2023)
(1/22/2019)
(6/13/2025)
(1/17/2019)
(6/15/1999)
(8/18/2016)
(1/9/2009)
(3/14/2017)
(2/6/2008)
(1/17/2019)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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