Kevin J. Serrapede

CAPSTONE WEALTH MANAGEMENT GROUP

Bend, OR 97702-3453

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CRD#: 2074389

Professional summary

Kevin John Serrapede, CFP® is a registered financial advisor currently at CAPSTONE WEALTH MANAGEMENT GROUP, LLC located in Bend, Oregon.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Kevin has worked at 10 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin John Serrapede's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

July 2, 2004 - Present

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

Office #1: 404 Sw Columbia St. Suite 230, Bend, OR 97702-3453

RIA

CRD#: 128097

Bend, OR

Past

September 20, 2005 - December 31, 2008

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

BEND, OR

Past

July 8, 2004 - September 23, 2005

SYNDICATED CAPITAL, INC.

CRD#: 29037

DIAMOND BAR, CA

Past

April 18, 2001 - January 9, 2002

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

October 24, 2000 - April 30, 2001

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

August 1, 1997 - October 24, 2000

TRANSAMERICA FINANCIAL ADVISORS, INC.

CRD#: 3600

LOS ANGELES, CA

Past

March 13, 1995 - June 20, 1997

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

April 1, 1991 - September 23, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 1, 1991 - September 23, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

August 15, 1990 - July 2, 1991

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

CAPSTONE WEALTH MANAGEMENT GROUP, LLC | DEVON A. GAINES CPA, PC | CAPSTONE WEALTH MANAGEMENT, LLC

CRD#: 128097 / SEC#: 801-66144

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

California

Registered Investment Advisory firm - (2/6/2006 Terminated)

Oregon

Registered Investment Advisory firm - (2/2/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(7/2/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/25/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/30/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 7/7/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/27/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/27/2005

General Securities Principal Examination

Current Firm

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

CAPSTONE WEALTH MANAGEMENT GROUP, LLC | DEVON A. GAINES CPA, PC | CAPSTONE WEALTH MANAGEMENT, LLC

CRD#: 128097 / SEC#: 801-66144

RIA

Registered Investment Advisory firm - (2/1/2006 Approved)

California

Registered Investment Advisory firm - (2/6/2006 Terminated)

Oregon

Registered Investment Advisory firm - (2/2/2006 Terminated)

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Contact information

Main Address

404 Sw Columbia St. Suite 230, Bend, OR 97702-3453

Mailing Address

Phone number

(541) 330-0266

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPSTONE WEALTH MANAGEMENT BROCHURE 2A (7/11/2025)

Regulatory assets under management

Total Number of Accounts	708
AUM (Assets Under Management)	$ 233,052,669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin J. Serrapede

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin John Serrapede's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC WEST SECURITIES, INC.

SYNDICATED CAPITAL, INC.

ALLSTATE FINANCIAL SERVICES, LLC

OSAIC WEALTH, INC.

TRANSAMERICA FINANCIAL ADVISORS, INC.

CETERA WEALTH SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

WADDELL & REED

Primary Firm SEC Registration

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/25/2004

Series 65

Date: 4/30/2004

Series 7

Date: 7/7/2004

Series 6

Date: 7/27/1990

Series 24

Date: 5/27/2005

Current Firm

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPSTONE WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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