Omar A. Brown
Professional summary
Omar Anthony Brown, who also goes by Omar Brown, is a registered financial professional currently at YOUNG AMERICA CAPITAL, LLC located in Mamaroneck, New York.
Omar is registered as a RR (Registered Representative) and started their career in finance in 1990. Omar has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 55 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Omar Anthony Brown's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2017 - Present
YOUNG AMERICA CAPITAL, LLC
Office #1: 141 East Boston Post Road, Mamaroneck, NY 10543August 19, 2014 - March 23, 2017
REDTAIL CAPITAL MARKETS, LLC
February 27, 2012 - November 8, 2012
BTIG, LLC
August 30, 2010 - November 22, 2011
COWEN AND COMPANY
May 5, 2009 - August 25, 2010
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC
May 25, 2006 - May 4, 2009
BANC OF AMERICA SECURITIES LLC
September 17, 1990 - February 4, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2021)
(3/25/2021)
Exams
Series 55
Date: 12/8/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
YOUNG AMERICA CAPITAL, LLC
CRD#: 150443 / SEC#: , 8-68260
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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