Hany S. Awadalla
Professional summary
Hany Samir Awadalla, who also goes by Hany S Awadalla, is a registered financial professional currently at LIFESCI CAPITAL located in New York, New York.
Hany is registered as a RR (Registered Representative) and started their career in finance in 1990. Hany has worked at 11 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hany Samir Awadalla's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 2, 2018 - Present
LIFESCI CAPITAL
Office #1: 1700 Broadway 40th Floor, New York, NY 10019June 24, 2011 - June 21, 2017
NATIONAL SECURITIES CORPORATION
June 23, 2010 - February 22, 2011
RODMAN & RENSHAW, LLC
January 2, 2009 - February 8, 2010
FTN EQUITY CAPITAL MARKETS CORP.
September 9, 2005 - November 14, 2008
CANACCORD GENUITY SECURITIES LLC
December 9, 2002 - September 6, 2005
WELLS FARGO SECURITIES, LLC
September 1, 1998 - August 19, 2002
ROBERTSON STEPHENS, INC.
October 1, 1997 - September 1, 1998
BANCAMERICA SECURITIES, INC.
July 10, 1997 - October 1, 1997
ROBERTSON, STEPHENS & COMPANY LLC
April 11, 1996 - July 1, 1997
UBS SECURITIES LLC
September 10, 1990 - April 3, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/3/2018)
(8/22/2018)
(8/6/2018)
(8/7/2018)
(8/4/2018)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
LIFESCI CAPITAL
CRD#: 168404 / SEC#: , 8-69305
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCDONALD, ANDREW IAN | CHIEF EXECUTIVE OFFICER & OWNER | 4853168 |
| RICE, MICHAEL YEHUDA | PRESIDENT & OWNER | 1551556 |
| BENDER, STEVEN CHRISTOPHER | CFO/ FINOP | 2650187 |
| EVERTTS, ADAM GERALD | DOR - DIRECTOR OF RESERACH | 6240428 |
| KARMIOL, MICHAEL BRETT | HEAD OF CAPITAL MARKETS | 4264477 |
| VISCO, GLENN | CHIEF COMPLIANCE OFFICER | 2407619 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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