LF
Lynn R. Fisel
COMPASS FINANCIAL ADVISORS LLC
CHESTERTON, IN 46304
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CRD#: 2074195
LF
Professional summary
Lynn Ray Fisel is a registered financial advisor currently at COMPASS FINANCIAL ADVISORS LLC located in Chesterton, Indiana.
Lynn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Lynn has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LYNN R FISEL CPA - Position: CPA - Nature: CERTIFIED PUBLIC ACCOUNTANT - Investment Related: No - Hours: 60 - Securities Trading Hours: 160 - Start Date: 07/01/1977 - Address: 123 N MAIN ST, HEBRON IN 46341
2) Compass Financial Advisors/Fisel Investment Services - Position: RIA - Nature: RIA - Investment Related: Yes - Hours: 4 - Securities Trading Hours: 4 - Start Date: 02/24/1994 - Address: 160 Rail Road, Suite 2, Chesterton, IN 46304
3) Hebron United Methodist Church Endownment Committee - Position: Chairman - Nature: Chairman of the Endowment Committee.Have a quarterly meeting, lasting one hour long, discussing funding various church related matters.I do write checks to various funds/individuals. - Investment Related: No - Hours: 1 - Securities Trading Hours: 0 - Start Date: 09/03/2009 - Address: 202 W Church St, Hebron IN 46341
4) Boone Township School Building Corp - Position: one of three members that approve new bonding measures - Nature: to O.K. bond refinancing for the Boone Township School Building Corp.School was built in 2002, and with low interest bond rates, the Corp. has refinanced several time to obtain lower interest rates - Investment Related: No - Hours: 0 - Securities Trading Hours: 0 - Start Date: 08/09/2005 - Address: N/A, Hebron IN 46341
5) Hebron Lions Club - Position: Treasurer - Nature: Local Hebron, Indiana chapter of the International Lion's Club - Investment Related: No - Hours: 2 - Securities Trading Hours: 0 - Start Date: 04/15/2011 - Address: Hebron, Indiana 46341
6) Property 49 LLC. State Road 49, Valparaiso, IN. Real Estate Investment. Time spent-0 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Lynn Ray Fisel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 1998 - Present
COMPASS FINANCIAL ADVISORS LLC
Office #1: 160 Rail Road, Suite 2, Chesterton, IN 46304RIA
CRD#: 109131
CHESTERTON, IN
Past
September 25, 2015 - May 25, 2016
SECURITIES AMERICA, INC.
BD
CRD#: 10205
VALPARAISO, IN
Past
October 16, 2007 - August 28, 2015
FINTEGRA, LLC
BD
CRD#: 16741
VALPARAISO, IN
Past
February 7, 2005 - October 16, 2007
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
HEBRON, IN
Past
September 2, 2003 - October 16, 2007
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
HEBRON, IN
Past
March 9, 1993 - September 2, 2003
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
July 26, 1990 - December 31, 1991
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
ROCKVILLE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COMPASS FINANCIAL ADVISORS LLC
BROOKE POINT MANAGEMENT | PARTRIDGE FINANCIAL SERVICES | KENILWORTH, A DIVISION OF COMPASS FINANCIAL ADVISORS LLC | GUIDANCE WEALTH LLC | COMPASS FINANCIAL ADVISORS LLC | CFA INVESTMENTS
CRD#: 109131 / SEC#: 801-56002
RIA
Registered Investment Advisory firm - (11/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(12/3/1998)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CF
COMPASS FINANCIAL ADVISORS LLC
BROOKE POINT MANAGEMENT | PARTRIDGE FINANCIAL SERVICES | KENILWORTH, A DIVISION OF COMPASS FINANCIAL ADVISORS LLC | GUIDANCE WEALTH LLC | COMPASS FINANCIAL ADVISORS LLC | CFA INVESTMENTS
CRD#: 109131 / SEC#: 801-56002
RIA
Registered Investment Advisory firm - (11/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9933 Dupont Circle Drive West Suite 100, Fort Wayne, IN 46825
Mailing Address
Phone number
(260) 490-7878
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 750 |
| AUM (Assets Under Management) | $ 264,674,639 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
