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LF

Lynn R. Fisel

COMPASS FINANCIAL ADVISORS
CHESTERTON, IN 46304
Some features on this profile are disabled
CRD#: 2074195
LF

Professional summary

Lynn Ray Fisel is a registered financial advisor currently at COMPASS FINANCIAL ADVISORS LLC located in Chesterton, Indiana.

Lynn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Lynn has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynn Ray Fisel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 3, 1998 - Present

COMPASS FINANCIAL ADVISORS LLC

Office #1: 160 Rail Road, Suite 2, Chesterton, IN 46304
RIA
CRD#: 109131
CHESTERTON, IN
Past

September 25, 2015 - May 25, 2016

SECURITIES AMERICA, INC.

BD
CRD#: 10205
VALPARAISO, IN
Past

October 16, 2007 - August 28, 2015

FINTEGRA, LLC

BD
CRD#: 16741
VALPARAISO, IN
Past

February 7, 2005 - October 16, 2007

QUESTAR ASSET MANAGEMENT, INC.

RIA
CRD#: 133358
HEBRON, IN
Past

September 2, 2003 - October 16, 2007

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
HEBRON, IN
Past

March 9, 1993 - September 2, 2003

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

July 26, 1990 - December 31, 1991

GROVE POINT INVESTMENTS, LLC

BD
CRD#: 1763
ROCKVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COMPASS FINANCIAL ADVISORS LLC
BROOKE POINT MANAGEMENT | PARTRIDGE FINANCIAL SERVICES | KENILWORTH, A DIVISION OF COMPASS FINANCIAL ADVISORS LLC | GUIDANCE WEALTH LLC | COMPASS FINANCIAL ADVISORS LLC | CFA INVESTMENTS

CRD#: 109131 / SEC#: 801-56002

RIA
Registered Investment Advisory firm - (11/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(12/3/1998)

Exams

State Security Law Exam
RR
Series 63
Date: 8/31/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/25/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/24/1990
General Securities Representative Examination

Current Firm

CF
COMPASS FINANCIAL ADVISORS LLC
BROOKE POINT MANAGEMENT | PARTRIDGE FINANCIAL SERVICES | KENILWORTH, A DIVISION OF COMPASS FINANCIAL ADVISORS LLC | GUIDANCE WEALTH LLC | COMPASS FINANCIAL ADVISORS LLC | CFA INVESTMENTS

CRD#: 109131 / SEC#: 801-56002

RIA
Registered Investment Advisory firm - (11/30/1998 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9933 Dupont Circle Drive West Suite 100, Fort Wayne, IN 46825
Mailing Address
Phone number
(260) 490-7878
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COMPASS FINANCIAL PART 2A BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts750
AUM (Assets Under Management)$ 264,674,639

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPASS FINANCIAL ADVISORS LLC

CRD#: 109131Chesterton, IN 46304

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