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MR

Mark A. Ruben

DEVELOPMENT FOR ISRAEL
Boca Raton, FL 33434
Some features on this profile are disabled
CRD#: 2074193
MR

Professional summary


Mark Alan Ruben is a registered financial professional currently at DEVELOPMENT CORPORATION FOR ISRAEL located in Boca Raton, Florida.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1990. Mark has worked at 1 firm and has passed the Series 63, Series 62, SIE and Series 2 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Mark Alan Ruben's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 14, 1998 - Present

DEVELOPMENT CORPORATION FOR ISRAEL

Office #1: Temporarily Unavailable, Boca Raton, FL 33434
BD
CRD#: 11148
Boca Raton, FL
Past

July 16, 1990 - November 19, 1997

DEVELOPMENT CORPORATION FOR ISRAEL

BD
CRD#: 11148
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/17/1998)
RR
Missouri
(3/21/2024)
RR
New York
(1/18/2007)

Exams


State Security Law Exam
RR
Series 63
Date: 6/25/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 7/12/1990
Non-Member General Securities Examination
SRO Registrations
RR
FINRA

Current Firm


DC
DEVELOPMENT CORPORATION FOR ISRAEL
DEVELOPMENT CORPORATION FOR ISRAEL

CRD#: 11148 / SEC#: , 8-4218

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
P.o. Box 5263, New York, NY 10150
Mailing Address
P.o. Box 5263, New York, NY 10150
Phone number
(212) 644-2663
Established
New York since 03/21/1955
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ASSOCIATION FOR DEVELOPMENT OF ISRAEL, INC. F/K/A AMERICAN SOCIETY OF RESETTLEMENT & REHABILITON IN ISRAEL, INC.SOLE SHAREHOLDER - ASSOCIATION FOR DEVELOPMENT OF ISRAEL, INC., IS A NOT-FOR PROFIT MEMBERSHIP CORP. (NEW ENTITY NAME 3/2014)
BOIANGIU ABADI, MICHAL ESTERDIRECTOR7921606
CORNICK, KENNETH LAWRENCEDIRECTOR2528105
DIENER, ROBERT BENJAMINDIRECTOR3043768
FOX, WILLIAM ZEVDIRECTOR212366
GARAWITZ, STUART NEALVICE PRESIDENT - SALES861993
GOLDBERG, KENNETH EDWARDDIRECTOR6763272
GOLDSTEIN, HOWARD LEWISDIRECTOR/CHAIRMAN EMERITUS2235827
GRANT, ADRIAN MERVYNDIRECTOR6364527
HERBSTMAN, BURTON LEEDIRECTOR6364536
HERBSTMAN, HELENE ELLENDIRECTOR6364551
HORVATH, JORDAN ACHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER/FINRA EXECUTIVE REP./ASSISTANT SECRETARY/VICE PRESIDENT - LEGAL4928984
HUTTER, ANDREW MARKDIRECTOR/CHAIRMAN OF THE BOARD6364574
KRUGER, ERIK SFINANCIAL OPERATIONS PRINCIPAL/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER5739446
LEWIS, SHIRA JOYDIRECTOR/TREASURER2672845
MULVEY, WILLIAM JAMES JRPRINCIPAL OPERATIONS OFFICER2760487
NAVEH, DANIPRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR7413657
PINES, ALAN JAYDIRECTOR6417612
ROTHENBERG, LARRY LEEDIRECTOR1079161
RUBENS, JOSH MDIRECTOR7681292
RUBIN, ANDREW DAVIDDIRECTOR2876452
SEGAL, GLENNDIRECTOR/SECRETARY6364874
STEIN, LAURADIRECTOR7681994
SWIG, KENT MASONDIRECTOR4768476
ZEIDMAN, FRED SCHWARTZDIRECTOR4774789

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DEVELOPMENT CORPORATION FOR ISRAEL

CRD#: 11148Boca Raton, FL 33434

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