Eric S. Passin

SAVVY

Denville, NJ

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CRD#: 2074043

Professional summary

Eric Scott Passin is a registered financial advisor currently at SAVVY located in Denville, New Jersey.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Eric has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Biography

I'm Eric, a financial advisor from Northern New Jersey with a creative approach to wealth management, influenced by my background in a family of artists and designers. I’m passionate about educating clients and empowering them to make informed financial decisions. From retirement planning to tax-efficient strategies, I focus on providing personalized advice that helps families achieve lasting financial security. Success to me means building trust and guiding clients through every step of their financial journey.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DPL Financial Partners. DPL Financial Partners offers accidental, health, life and variable annuities and term. Investment related. Insurance Agent. Start date: 10/1/2024. 3 hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Scott Passin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2024 - Present

SAVVY

RIA

CRD#: 318493

Denville, NJ

Past

January 30, 2023 - September 23, 2024

FARTHER

RIA

CRD#: 302050

Denville, NJ

Past

August 15, 2017 - February 14, 2023

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Basking Ridge, NJ

Past

July 28, 2017 - February 14, 2023

PRUCO SECURITIES, LLC.

CRD#: 5685

Basking Ridge, NJ

Past

January 20, 2012 - July 21, 2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

ROSELAND, NJ

Past

January 20, 2012 - July 21, 2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

ROSELAND, NJ

Past

September 27, 2007 - April 12, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

MILLBURN, NJ

Past

September 27, 2007 - April 12, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

MILLBURN, NJ

Past

January 2, 2003 - September 13, 2007

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

MILLBURN, NJ

Past

May 31, 2002 - September 13, 2007

CHARLES SCHWAB & CO., INC.

CRD#: 5393

MILLBURN, NJ

Past

October 2, 1998 - May 3, 2002

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

March 14, 1994 - October 13, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 23, 1991 - March 14, 1994

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAVVY

CRD#: 318493 / SEC#: 801-123656

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/23/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/2/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/23/1993

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/20/1991

General Securities Representative Examination

Current Firm

SAVVY

CRD#: 318493 / SEC#: 801-123656

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

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Contact information

Main Address

111 West 33rd Street Unit 1410, New York, NY 10001

Mailing Address

Phone number

(833) 745-6789

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAVVY ADV PART 2 (8/19/2025)

Regulatory assets under management

Total Number of Accounts	3,776
AUM (Assets Under Management)	$ 1,295,318,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Eric S. Passin

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Scott Passin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FARTHER

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

A. G. EDWARDS & SONS, INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

SAVVY

State Registrations and Notice Filings

Exams

Series 66

Date: 12/23/2002

Series 63

Date: 10/2/1991

SIE

Date: 10/1/2018

Series 31

Date: 7/23/1993

Series 7

Date: 9/20/1991

Current Firm

SAVVY

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAVVY

TRUST BUT VERIFY

Contact information

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