Mark A. Terwilliger

NORTHBRIDGE FINANCIAL GROUP

TAMPA, FL 33607

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CRD#: 2073807

Professional summary

Mark Alan Terwilliger is a registered financial advisor currently at NORTHBRIDGE FINANCIAL GROUP, LLC located in Tampa, Florida and LPL FINANCIAL LLC located in Tampa, Florida.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Mark has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Alan Terwilliger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2020 - Present

NORTHBRIDGE FINANCIAL GROUP, LLC

Office #1: 4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607

RIA

CRD#: 310394

TAMPA, FL

Current

December 5, 2018 - Present

LPL FINANCIAL LLC

Office #1: 4300 W. Cypress St. Suite 370, Tampa, FL 33607

RIA

CRD#: 6413

TAMPA, FL

Past

December 6, 2018 - October 28, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

January 27, 2017 - October 3, 2018

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Plant City, FL

Past

November 12, 2015 - October 3, 2018

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

PLANT CITY, FL

Past

May 7, 2010 - August 28, 2015

FINTEGRA, LLC

RIA

CRD#: 16741

LITHIA, FL

Past

April 7, 2010 - August 28, 2015

FINTEGRA, LLC

CRD#: 16741

LITHIA, FL

Past

June 2, 2008 - March 30, 2010

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

LAKELAND, FL

Past

May 6, 2008 - March 30, 2010

GUNNALLEN FINANCIAL, INC

CRD#: 17609

LAKELAND, FL

Past

August 3, 2005 - April 9, 2008

EDWARD JONES

RIA

CRD#: 250

PLANT CITY, FL

Past

August 28, 2003 - April 9, 2008

EDWARD JONES

CRD#: 250

PLANT CITY, FL

Past

July 1, 2003 - September 8, 2003

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

TAMPA, FL

Past

July 1, 2003 - September 8, 2003

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

September 28, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

TAMPA, FL

Past

September 28, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 6, 1999 - September 22, 2000

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

November 27, 1996 - May 28, 1999

ELECTRONIC ACCESS DIRECT, INC.

CRD#: 36975

SARASOTA, FL

Past

May 31, 1994 - December 3, 1996

PARAGON CAPITAL MARKETS, INC.

CRD#: 18555

EAST HANOVER, NJ

Past

February 16, 1993 - January 22, 1994

FIRST ASSET MANAGEMENT, INC.

CRD#: 17341

GARDEN CITY, NY

Past

January 3, 1992 - February 16, 1993

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 29, 1990 - January 21, 1991

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Past

November 23, 1990 - December 4, 1990

THE STUART-JAMES COMPANY, INCORPORATED

CRD#: 11691

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHBRIDGE FINANCIAL GROUP, LLC

CRD#: 310394 / SEC#: 801-119466

RIA

Registered Investment Advisory firm - (9/14/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/24/2023)

Delaware
(7/31/2024)

Florida
(12/6/2018)

IAR

Florida
(10/6/2020)

Georgia
(7/30/2020)

Illinois
(8/12/2024)

Maryland
(6/11/2024)

New Jersey
(2/25/2019)

North Carolina
(5/19/2023)

Pennsylvania
(1/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/12/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/7/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 12/11/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/20/1990

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NORTHBRIDGE FINANCIAL GROUP, LLC

CRD#: 310394 / SEC#: 801-119466

RIA

Registered Investment Advisory firm - (9/14/2020 Approved)

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Contact information

Main Address

4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607

Mailing Address

Phone number

(813) 877-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHBRIDGE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,200
AUM (Assets Under Management)	$ 305,604,820

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Mark A. Terwilliger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Alan Terwilliger's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

FINTEGRA, LLC

FINTEGRA, LLC

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

EDWARD JONES

EDWARD JONES

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

GUNNALLEN FINANCIAL, INC

ELECTRONIC ACCESS DIRECT, INC.

PARAGON CAPITAL MARKETS, INC.

FIRST ASSET MANAGEMENT, INC.

CITIGROUP GLOBAL MARKETS INC.

CHATFIELD DEAN & CO., INC.

THE STUART-JAMES COMPANY, INCORPORATED

Primary Firm SEC Registration

NORTHBRIDGE FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/12/2001

Series 63

Date: 6/7/1994

SIE

Date: 10/1/2018

Series 31

Date: 12/11/2002

Series 7

Date: 11/20/1990

FINRA

Current Firm

NORTHBRIDGE FINANCIAL GROUP, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHBRIDGE FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Contact information

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