Steven F. Shepich
Professional summary
Steven Frederick Shepich is a registered financial advisor currently at LAFFER TENGLER INVESTMENTS, INC. located in Rochester Hills, Michigan.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Steven has worked at 4 firms and has passed the Series 65, Series 63, Series 87, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Frederick Shepich's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2020 - Present
LAFFER TENGLER INVESTMENTS, INC.
October 5, 2009 - November 18, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
October 5, 2009 - November 18, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
July 19, 2004 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
May 2, 1995 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
July 30, 1990 - February 28, 1991
IDS LIFE INSURANCE COMPANY
July 30, 1990 - February 28, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
LAFFER TENGLER INVESTMENTS, INC.
CRD#: 108068 / SEC#: 801-56953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/19/2020)
Exams
Current Firm
LAFFER TENGLER INVESTMENTS, INC.
CRD#: 108068 / SEC#: 801-56953
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 673 |
| AUM (Assets Under Management) | $ 622,024,616 |
Red Flags
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