Kristen Curley
Professional summary
Kristen Curley, who also goes by Kristen Auger, Kristen Curley, is a registered financial professional currently at COMPASS SECURITIES CORPORATION located in Braintree, Massachusetts.
Kristen is registered as a RR (Registered Representative) and started their career in finance in 2000. Kristen has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristen Curley's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2018 - Present
COMPASS SECURITIES CORPORATION
Office #1: 50 Braintree Hill Park Suite 105, Braintree, MA 02184-8734January 12, 2017 - December 31, 2017
THE O.N. EQUITY SALES COMPANY
February 15, 2011 - January 15, 2015
MML INVESTORS SERVICES, LLC
July 21, 2005 - June 3, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 4, 2003 - April 15, 2005
FFP SECURITIES, INC.
June 7, 2002 - May 28, 2003
ADVEST, INC.
April 18, 2000 - June 12, 2002
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/16/2018)
(2/16/2018)
Exams
FINRA
Current Firm
COMPASS SECURITIES CORPORATION
CRD#: 16168 / SEC#: , 8-33438
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
COMPASS SECURITIES CORPORATION
CRD#: 16168Braintree, MA 02184-8734TRUST BUT VERIFY
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