Vickie L. Petix-reichert
PETIX & BOTTE FINANCIAL
La Mesa, CA 91942
Some features on this profile are disabled
CRD#: 2072813
Professional summary
Vickie Linn Petix-reichert, CFP®, who also goes by VIckie Linn Petix, is a registered financial advisor currently at PETIX & BOTTE FINANCIAL located in La Mesa, California and LPL FINANCIAL LLC located in La Mesa, California.
Vickie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Vickie has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Inheritance
Retirement Income Management
Estate Planning
Investment Planning
Tax Planning
Comprehensive Financial Planni...
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
Vickie Linn Petix
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 08/09/2002: VICKIE PETIX, INC. - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - S-CORP. FOR TAX PURPOSES (2) 11/22/2006: Reed Family Investments, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - 1% TIME SPENT - Managing member of family LLC. Co-manage investment in family owned real estate business. (3) 11/04/2009: Petix & Botte Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (4) 06/02/2011: No Business Name - NON-VARIABLE INSURANCE - Investment Related - At Reported Business Location(s) - 1% Time Spent - independent insurnace agent, not attached to Vickie Petix Tax & Financial Svcs as a DBA. (5) 02/08/2012:Petix & Botte Tax and Business Services - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - 40% Time Spent - DBA to separate our tax and business services from our LPL Financial services (6) 06/17/2014: Petix & Botte Financial - Registered Investment Advisor - DBA: (Hybrid) Petix & Botte Financial - Investment Related - At Reported Business Location(s) - 75% Time Spent - Investment Advisor Representative. Activities may include financial planning, rendering investment advice for a fee, retirement plan consulting, or other related financial consulting. (7) 02/10/2016: Tax & Financial Services Co. Inc. - Business Entity For Tax/Investment Purposes Only - Investment Related - 7777 Alvarado Rd., Ste. 320, La Mesa, CA 91942 - Start 11/28/2007 - 40 Hr/Mo; 40 Hour(s) During Securities Trading - Owner (8) 09/19/2016: Hunters Run LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 2529 Castellon Terrace, El Cajon, CA 92019 - Start 07/01/2009 - No Time Spent - Member of family LLC called Hunters Run LLC. Also member of another family LLC called Reed Family Investments LLC. Reed Family Investments LLC owns approximately 21% of Hunters Run LLC. (9) 11/11/2016: Petix & Botte Company - DBA: Petix & Botte Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/05/2014 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through Petix & Botte Company, an independent investment advisor firm. I started this business activity in May 2014. I expect to spend approximately 120 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Vickie Linn Petix-reichert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
March 20, 2024 - Present
PETIX & BOTTE FINANCIAL
Office #1: 7777 Alvarado Road Suite 520, La Mesa, CA 91942RIA
CRD#: 170020
La Mesa, CA
Current
November 12, 1999 - Present
LPL FINANCIAL LLC
Office #1: 7777 Alvarado Road, Ste 520, La Mesa, CA 91942RIA
BD
CRD#: 6413
La Mesa, CA
Past
May 5, 2014 - December 31, 2023
PETIX & BOTTE FINANCIAL
RIA
CRD#: 170020
LA MESA, CA
Past
November 23, 1999 - November 2, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
June 22, 1992 - November 17, 1999
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
P&
PETIX & BOTTE FINANCIAL
PETIX & BOTTE COMPANY | PETIX & BOTTE FINANCIAL
CRD#: 170020 / SEC#: 801-79597
RIA
Registered Investment Advisory firm - (5/5/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/21/2020)
RR
Arizona(11/12/1999)
RR
Arkansas(1/27/2010)
RR
California(11/12/1999)
IAR
California(3/20/2024)
RR
Colorado(4/13/2010)
RR
Connecticut(10/18/2023)
RR
Florida(2/2/2015)
RR
Georgia(9/15/2020)
RR
Idaho(2/9/2010)
RR
Illinois(2/2/2015)
RR
Maine(9/9/2004)
RR
Maryland(12/6/2023)
RR
Massachusetts(10/24/2019)
RR
Michigan(9/21/2020)
RR
Missouri(12/1/2023)
RR
Nebraska(5/6/2019)
RR
Nevada(8/27/2013)
RR
New Mexico(9/15/2020)
RR
New York(11/12/1999)
RR
North Carolina(6/9/2011)
RR
Pennsylvania(9/10/2007)
RR
South Dakota(12/1/2023)
RR
Tennessee(8/22/2014)
RR
Texas(9/19/2003)
RR
Utah(1/25/2005)
RR
Virginia(7/23/2014)
RR
Washington(8/30/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
P&
PETIX & BOTTE FINANCIAL
PETIX & BOTTE COMPANY | PETIX & BOTTE FINANCIAL
CRD#: 170020 / SEC#: 801-79597
RIA
Registered Investment Advisory firm - (5/5/2014 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7777 Alvarado Road Suite 520, La Mesa, CA 91942
Mailing Address
Phone number
(619) 698-6500
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 748 |
| AUM (Assets Under Management) | $ 364,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
