MD
Michelle A. Dimaio
COMMONFUND SECURITIES
Wilton, CT 06897
Some features on this profile are disabled
CRD#: 2072768
MD
Professional summary
Michelle Ann Dimaio, who also goes by M A Cwikla, Michelle Ann Demarco, is a registered financial professional currently at COMMONFUND SECURITIES, INC. located in Wilton, Connecticut.
Michelle is registered as a RR (Registered Representative) and started their career in finance in 1991. Michelle has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7TO, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
M A Cwikla | Michelle Ann Demarco
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michelle Ann Dimaio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2019 - Present
COMMONFUND SECURITIES, INC.
Office #1: 15 Old Danbury Road, Wilton, CT 06897BD
CRD#: 43541
Wilton, CT
Past
September 22, 2008 - October 24, 2008
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
May 6, 2005 - September 22, 2008
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
April 22, 1997 - March 19, 2004
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
September 26, 1996 - April 18, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
February 12, 1991 - December 22, 1994
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/4/2019)
RR
Alaska(2/4/2019)
RR
Arizona(1/30/2019)
RR
Arkansas(2/4/2019)
RR
California(2/4/2019)
RR
Colorado(1/30/2019)
RR
Connecticut(1/24/2019)
RR
Delaware(2/4/2019)
RR
District of Columbia(1/30/2019)
RR
Florida(1/30/2019)
RR
Georgia(2/4/2019)
RR
Hawaii(2/4/2019)
RR
Idaho(1/30/2019)
RR
Illinois(2/4/2019)
RR
Indiana(2/4/2019)
RR
Iowa(2/4/2019)
RR
Kansas(2/4/2019)
RR
Kentucky(2/4/2019)
RR
Louisiana(1/30/2019)
RR
Maine(1/31/2019)
RR
Maryland(1/30/2019)
RR
Massachusetts(2/4/2019)
RR
Michigan(2/4/2019)
RR
Minnesota(2/4/2019)
RR
Mississippi(2/4/2019)
RR
Missouri(2/4/2019)
RR
Montana(2/4/2019)
RR
Nebraska(2/4/2019)
RR
Nevada(2/4/2019)
RR
New Hampshire(2/4/2019)
RR
New Jersey(2/4/2019)
RR
New Mexico(2/4/2019)
RR
New York(2/4/2019)
RR
North Carolina(2/4/2019)
RR
North Dakota(2/4/2019)
RR
Ohio(1/30/2019)
RR
Oklahoma(2/4/2019)
RR
Oregon(2/4/2019)
RR
Pennsylvania(2/4/2019)
RR
Puerto Rico(1/30/2019)
RR
Rhode Island(2/4/2019)
RR
South Carolina(2/4/2019)
RR
South Dakota(2/4/2019)
RR
Tennessee(2/4/2019)
RR
Texas(2/4/2019)
RR
Utah(2/4/2019)
RR
Vermont(2/4/2019)
RR
Virgin Islands(2/4/2019)
RR
Virginia(2/4/2019)
RR
Washington(2/4/2019)
RR
West Virginia(2/4/2019)
RR
Wisconsin(2/4/2019)
RR
Wyoming(2/4/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 7/3/2025
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/14/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
COMMONFUND SECURITIES, INC.
COMMONFUND SECURITIES, INC. | ENDOWMENT SERVICES, INC.
CRD#: 43541 / SEC#: , 8-50337
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
601 Merritt 7, Norwalk, CT 06851
Mailing Address
601 Merritt 7, Norwalk, CT 06851
Phone number
(203) 563-5000
Established
Delaware since 05/30/1997
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMONFUND HOLDING COMPANY, INC. | SHAREHOLDER | |
| BARD, NANCY KIERNAN | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 1324063 |
| CERASUOLO, VIOLETTA | CHIEF COMPLIANCE OFFICER | 5362546 |
| DURRELL, SUSAN KERR | MANAGING DIRECTOR; MEMBER, BOARD OF DIRECTORS | 2945336 |
| HARITON, ANITA LYNNE | PRESIDENT AND CHIEF EXECUTIVE OFFICER; CHAIR, BOARD OF DIRECTORS | 4104946 |
| SPONGBERG, JONATHAN D | TREASURER | 5521666 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COMMONFUND SECURITIES, INC.
CRD#: 43541Wilton, CT 06897TRUST BUT VERIFY
Monitor Michelle Dimaio
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
