Wesley M. Hagens
Professional summary
Wesley Michael Hagens, who also goes by Mike Hagens, W Michael Hagens, is a registered financial advisor currently at WESTWOOD ASSET MANAGEMENT, LLC located in Kansas City, Missouri.
Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Wesley has worked at 5 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wesley Michael Hagens's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2014 - Present
WESTWOOD ASSET MANAGEMENT, LLC
December 15, 1997 - August 27, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 22, 1996 - August 27, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 28, 1995 - January 3, 1996
UBS FINANCIAL SERVICES INC.
January 24, 1994 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
July 25, 1990 - January 12, 1994
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/5/2014)
Exams
Current Firm
WESTWOOD ASSET MANAGEMENT, LLC
CRD#: 169526 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 29 |
| AUM (Assets Under Management) | $ 11,613,932 |
Red Flags
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