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AL

Andre V. Labarbera

Some features on this profile are disabled
CRD#: 2072370
AL

Professional summary

Andre Vincent Labarbera was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Andre is a previously registered financial professional and started their career in finance in 1990. Prior to being barred, Andre had worked at 10 firms, which includes TITUS ROCKEFELLER LLC, IFS SECURITIES, NEWPORT COAST SECURITIES INC., WEDBUSH SECURITIES INC., BROOKSTREET SECURITIES CORPORATION, TASIN & COMPANY INC., TAYLOR STUART FINANCIAL INC., BLUESTONE CAPITAL CORP., GRUNTAL & CO. L.L.C., STRATTON OAKMONT INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 4, 2013 - May 23, 2018

TITUS ROCKEFELLER, LLC

BD
CRD#: 43608
DIX HILLS, NY
Past

July 23, 2012 - December 19, 2012

IFS SECURITIES

BD
CRD#: 40375
DIX HILLS, NY
Past

July 22, 2008 - August 1, 2012

NEWPORT COAST SECURITIES, INC.

BD
CRD#: 16944
DIX HILLS, NY
Past

June 26, 2007 - July 18, 2008

WEDBUSH SECURITIES INC.

BD
CRD#: 877
DIX HILLS, NY
Past

February 12, 2001 - July 13, 2007

BROOKSTREET SECURITIES CORPORATION

BD
CRD#: 14667
DIX HILL, NY
Past

December 14, 1998 - February 6, 2001

TASIN & COMPANY, INC.

BD
CRD#: 30709
HAUPPAUGE, NY
Past

June 19, 1997 - November 5, 1998

TAYLOR STUART FINANCIAL, INC.

BD
CRD#: 39025
GREAT NECK, NY
Past

April 26, 1996 - June 11, 1997

BLUESTONE CAPITAL CORP.

BD
CRD#: 13516
NEW YORK, NY
Past

May 26, 1994 - April 18, 1996

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

May 5, 1992 - May 13, 1994

BLUESTONE CAPITAL CORP.

BD
CRD#: 13516
NEW YORK, NY
Past

September 21, 1990 - April 22, 1992

STRATTON OAKMONT INC.

BD
CRD#: 18692
LAKE SUCCESS, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/28/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/23/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/13/1990
General Securities Representative Examination

Current Firm

TR
TITUS ROCKEFELLER, LLC
ROCKEFELLER CAPITAL PARTNERS, LLC | TR CAPITAL GROUP, LLC | TITUS ROCKEFELLER, LLC

CRD#: 43608 / SEC#: , 8-50333

BD
Cancelled by SEC on 06/14/2022
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Contact information

Main Address
Mailing Address
Phone number
Established
Connecticut since 07/01/1997
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
STOYECK, RICHARD CHRISTOPHERCCO, AMLCO, MANAGING DIRECTOR, GSP, MEMBER, MSRB PRINCIPAL, FINOP (07/2011)842122
STOYECK, KATHRYN EMILYSHAREHOLDER7058090

Disclosures

Regulatory Event4
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

TITUS ROCKEFELLER, LLC

CRD#: 43608

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