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JG

Jeffrey V. Gery

Some features on this profile are disabled
CRD#: 2072202
JG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Vernon Gery, who also goes by Jeff Gery, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2000. Jeffrey had worked at 9 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 14, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Gery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 24, 2023 - June 11, 2024

HUB INTERNATIONAL INVESTMENT SERVICES INC.

BD
CRD#: 150252
KANSAS CITY, MO
Past

March 3, 2023 - June 30, 2023

ALTO SECURITIES, LLC

BD
CRD#: 318536
FORT WAYNE, IN
Past

April 26, 2018 - April 1, 2022

FIRST PALLADIUM, LLC

BD
CRD#: 289822
Fort Wayne, IN
Past

October 14, 2016 - August 31, 2017

MERCAP SECURITIES, LLC

BD
CRD#: 156607
ATLANTA, GA
Past

February 25, 2011 - August 15, 2016

OSAIC FA, INC.

RIA
CRD#: 3978
FORT WAYNE, IN
Past

May 28, 2009 - February 28, 2011

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA
CRD#: 145
FORT WAYNE, IN
Past

May 28, 2009 - December 31, 2014

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
FORT WAYNE, IN
Past

May 28, 2009 - August 15, 2016

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

September 25, 2007 - March 19, 2009

NRP ADVISORS, INC.

RIA
CRD#: 141430
BRYAN, OH
Past

January 1, 2006 - March 19, 2009

NRP FINANCIAL, INC.

RIA
CRD#: 103717
FORT WAYNE, IN
Past

December 5, 2005 - March 19, 2009

NRP FINANCIAL, INC.

BD
CRD#: 103717
FORT WAYNE, IN
Past

August 2, 2000 - September 26, 2001

J.J.B. HILLIARD, W.L. LYONS, LLC

BD
CRD#: 453
LOUISVILLE, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/22/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/2/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/10/2006
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/27/2006
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/29/2005
General Securities Principal Examination

Current Firm

HI
HUB INTERNATIONAL INVESTMENT SERVICES INC.
HUB INTERNATIONAL INVESTMENT SERVICES INC. | HUB INTERNATIONAL INVESTMENT SERVICES INC. (HIIS)

CRD#: 150252 / SEC#: , 8-68237

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
9200 Ward Parkway, Suite 500 Suite B60, San Rafael, CA 94903
Mailing Address
9200 Ward Parkway, Suite 500, Kansas City, MO 64114
Phone number
(914) 343-6705
Established
Delaware since 12/12/2007
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
0

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
RPW HOLDINGS, LLCSOLE OWNER
DEVRIES, KENNETH SCOTTCHIEF ACCOUNTING OFFICER6435109
HAUPTMANN, SCOTT CHRISTOPHERPRESIDENT4773447
LIEBOWITZ, MARIANE ASHLEYINTERIM CHIEF COMPLIANCE OFFICER4532268
VALLOW, RONALD EFINOP, POO, PFO4948582

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUB INTERNATIONAL INVESTMENT SERVICES INC.

CRD#: 150252

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