RM
Robert O. Mannion
FMSBONDS
Whippany, NJ 07981
Some features on this profile are disabled
CRD#: 2072048
RM
Professional summary
Robert Owen Mannion, who also goes by Robert O Mannion, is a registered financial professional currently at FMSBONDS, INC. located in Whippany, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Robert O Mannion
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Robert Owen Mannion's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2016 - Present
FMSBONDS, INC.
Office #1: 110 South Jefferson Road 1st Floor, Whippany, NJ 07981BD
CRD#: 7793
Whippany, NJ
Past
June 30, 2010 - September 2, 2016
STOCKCROSS FINANCIAL SERVICES, INC.
BD
CRD#: 6670
JERSEY CITY, NJ
Past
April 17, 2003 - July 1, 2010
GMS GROUP
BD
CRD#: 8000
LIVINGSTON, NJ
Past
October 4, 2001 - April 11, 2003
RYAN BECK & CO.
BD
CRD#: 3248
FLORHAM PARK, NJ
Past
August 6, 1993 - October 11, 2001
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
Past
June 24, 1993 - August 3, 1993
R. SEELAUS & CO., LLC
BD
CRD#: 14974
CHATHAM, NJ
Past
March 10, 1993 - May 28, 1993
JOSEPHTHAL & CO., INC.
BD
CRD#: 3227
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/6/2024)
RR
Alaska(3/6/2024)
RR
Arizona(10/28/2016)
RR
Arkansas(3/6/2024)
RR
California(8/29/2016)
RR
Colorado(7/22/2022)
RR
Connecticut(1/24/2019)
RR
Delaware(3/6/2024)
RR
District of Columbia(3/6/2024)
RR
Florida(8/29/2016)
RR
Georgia(3/6/2024)
RR
Hawaii(3/6/2024)
RR
Idaho(3/6/2024)
RR
Illinois(4/10/2018)
RR
Indiana(3/6/2024)
RR
Iowa(3/6/2024)
RR
Kansas(3/6/2024)
RR
Kentucky(8/29/2016)
RR
Louisiana(3/6/2024)
RR
Maine(3/6/2024)
RR
Maryland(3/6/2024)
RR
Massachusetts(10/4/2016)
RR
Michigan(3/6/2024)
RR
Minnesota(6/27/2017)
RR
Mississippi(3/6/2024)
RR
Missouri(3/6/2024)
RR
Montana(3/6/2024)
RR
Nebraska(3/6/2024)
RR
Nevada(3/6/2024)
RR
New Hampshire(3/6/2024)
RR
New Jersey(8/29/2016)
RR
New Mexico(3/6/2024)
RR
New York(8/29/2016)
RR
North Carolina(5/29/2020)
RR
North Dakota(3/6/2024)
RR
Ohio(11/2/2016)
RR
Oklahoma(3/6/2024)
RR
Oregon(3/6/2024)
RR
Pennsylvania(8/30/2017)
RR
Rhode Island(3/6/2024)
RR
South Carolina(3/6/2024)
RR
South Dakota(3/6/2024)
RR
Tennessee(3/6/2024)
RR
Texas(3/6/2024)
RR
Utah(3/6/2024)
RR
Vermont(3/6/2024)
RR
Virginia(3/6/2024)
RR
Washington(11/1/2017)
RR
West Virginia(3/6/2024)
RR
Wisconsin(11/9/2020)
RR
Wyoming(3/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FI
FMSBONDS, INC.
FIRST MIAMI SECURITIES, INC. | TAX-FREE BONDS.COM | TAX-FREE BONDS | FMSBONDS.COM | FMSBONDS, INC. | FMS,INC. | FMS, INC. | FMS BONDS, INC. | FMS BONDS
CRD#: 7793 / SEC#: , 8-23280
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
4775 Technology Way, Boca Raton, FL 33431
Mailing Address
4775 Technology Way, Boca Raton, FL 33431
Phone number
(800) 741-1103
Established
Florida since 08/11/1978
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEINSILVER, PAUL | CHAIRMAN OF THE BOARD | 500389 |
| KLOTZ, JAMES ARNOLD | PRESIDENT | 500438 |
| GUERRISE, MATTHEW ANTHONY | CHIEF COMPLIANCE OFFICER | 2673770 |
| PARKER, ANNE MICHELLE | SROP AND CROP | 2226034 |
| SELIGSOHN, MICHAEL STEVEN | CHIEF OPERATIONS OFFICER, VICE PRESIDENT | 2189850 |
| SWINARSKI, THEODORE ANTHONY | SENIOR VICE PRESIDENT - TRADING SUPERVISOR | 1584451 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
