Andrew P. Mutzabaugh

HENNEY WEALTH MANAGEMENT

Los Angeles, CA 90025

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CRD#: 2071382

Professional summary

Andrew Paul Mutzabaugh is a registered financial advisor currently at HENNEY WEALTH MANAGEMENT located in Los Angeles, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Andrew has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Paul Mutzabaugh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2010 - Present

HENNEY WEALTH MANAGEMENT

Office #1: 12100 Wilshire Blvd. Suite 800, Los Angeles, CA 90025

RIA

CRD#: 154824

Los Angeles, CA

Past

September 8, 2009 - December 26, 2014

LPL FINANCIAL LLC

CRD#: 6413

LOS ANGELES, CA

Past

May 29, 2009 - September 8, 2009

ASSOCIATED SECURITIES CORP.

CRD#: 12969

LOS ANGELES, CA

Past

March 23, 2001 - December 22, 2010

FFR ADVISORY LLC

RIA

CRD#: 108602

LOS ANGELES, CA

Past

February 23, 1998 - June 2, 2009

FSC SECURITIES CORPORATION

CRD#: 7461

LOS ANGELES, CA

Past

October 9, 1997 - February 15, 1998

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/16/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/20/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/25/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/26/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/1997

General Securities Representative Examination

Current Firm

HENNEY WEALTH MANAGEMENT

HENNEY WEALTH MANAGEMENT | HENNEY WEALTH MANAGEMENT INC.

CRD#: 154824 / SEC#: 801-71797

RIA

Registered Investment Advisory firm - (8/28/2012 Terminated)

California

Registered Investment Advisory firm - (8/7/2012 Approved)

Illinois

Registered Investment Advisory firm - (11/12/2014 Terminated)

North Carolina

Registered Investment Advisory firm - (11/12/2014 Terminated)

Oregon

Registered Investment Advisory firm - (11/5/2013 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/13/2014 Terminated)

Wisconsin

Registered Investment Advisory firm - (11/12/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

12100 Wilshire Blvd. Suite 800, Los Angeles, CA 90025

Mailing Address

Phone number

(310) 571-1277

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	158
AUM (Assets Under Management)	$ 98,944,755

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew P. Mutzabaugh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Paul Mutzabaugh's CRS (Customer Relationship Summary).

Certified licenses

Experience

HENNEY WEALTH MANAGEMENT

LPL FINANCIAL LLC

ASSOCIATED SECURITIES CORP.

FFR ADVISORY LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 2/20/2014

Series 63

Date: 11/25/1997

SIE

Date: 12/26/2014

Series 7

Date: 10/8/1997

Current Firm

HENNEY WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HENNEY WEALTH MANAGEMENT

TRUST BUT VERIFY

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