Shaun H. Kimball

KESTRA ADVISORY SERVICES

Clay, NY 13041

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CRD#: 2071369

Professional summary

Shaun Harold Kimball, CLU® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Clay, New York and KESTRA INVESTMENT SERVICES, LLC located in Clay, New York.

Shaun is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Shaun has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bus Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/11/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Bus Name: MOMENTUM STRATEGIC WEALTH, LLC POSITION: owner NATURE: Insurance INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/11/2025 ADDRESS: 4106 State Route 31, suite 615, Clay NY 13041, United States DESCRIPTION: Provide investment advice to clients Bus Name: CONIFER ENTERPRISES POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No, # OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 05/05/2007 ADDRESS: 8260 Luchsinger Lane, Baldwinsville NY 13027, United States DESCRIPTION: I buy and sell vacant residential real estate. From time to time, may build homes on speculation in the future.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Harold Kimball's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CLU^®

Chartered Life Underwriter

Experience

Current

February 13, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 4130 State Route 31 Suite 615, Clay, NY 13041

RIA

CRD#: 283330

Clay, NY

Current

February 13, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 4130 State Route 31 Suite 615, Clay, NY 13041

CRD#: 42046

Clay, NY

Past

September 24, 2015 - February 13, 2025

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

Baldwinsville, NY

Past

February 18, 2015 - February 13, 2025

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

Baldwinsville, NY

Past

June 23, 2010 - February 19, 2015

LPL FINANCIAL LLC

CRD#: 6413

SYRACUSE, NY

Past

May 10, 2010 - June 7, 2010

EDWARD JONES

RIA

CRD#: 250

ST. LOUIS, MO

Past

April 23, 2010 - June 7, 2010

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

March 17, 2000 - May 22, 2000

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

March 17, 2000 - May 22, 2000

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

December 24, 1998 - February 3, 1999

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

June 26, 1996 - October 9, 1998

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

August 3, 1990 - March 27, 1996

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 3, 1990 - March 27, 1996

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(2/13/2025)

Florida
(2/13/2025)

New York
(2/13/2025)

IAR

New York
(2/13/2025)

North Carolina
(2/14/2025)

Tennessee
(2/13/2025)

Texas
(2/13/2025)

IAR

Texas
(2/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/6/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/11/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/22/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/1/1990

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/5/1997

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shaun H. Kimball

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shaun Harold Kimball's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

SIGNATOR INVESTORS, INC.

CADARET, GRANT & CO., INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/6/2010

Series 63

Date: 10/11/1990

SIE

Date: 10/1/2018

Series 7

Date: 4/22/2010

Series 6

Date: 8/1/1990

Series 26

Date: 8/5/1997

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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