Brian D. Sogluizzo
Professional summary
Brian David Sogluizzo is a registered financial professional currently at DV SECURITIES, LLC located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1992. Brian has worked at 8 firms and has passed the Series 63, SIE, Series 99 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian David Sogluizzo's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 26, 2026 - Present
DV SECURITIES, LLC
Office #1: 395 Hudson Street Suite 701, New York, NY 10014February 4, 2025 - October 2, 2025
CREDIT AGRICOLE SECURITIES (USA) INC.
May 19, 2022 - July 11, 2024
SMBC NIKKO SECURITIES AMERICA, INC.
October 3, 2012 - April 28, 2022
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
October 14, 1998 - February 22, 2000
ALLIANCEBERNSTEIN INVESTMENTS, INC.
January 30, 1997 - January 13, 1998
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
May 6, 1993 - May 19, 1995
LAZARD FRERES & CO. LLC
January 20, 1992 - April 3, 1992
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/17/1992
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
DV SECURITIES, LLC
CRD#: 305134 / SEC#: , 8-70393
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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