Dean R. Castor
Professional summary
Dean Read Castor JR, who also goes by Dean R Jr Castor, Dean Read Castor, Dean Castor, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Winston-salem, North Carolina and TRUIST INVESTMENT SERVICES, INC. located in Winston-salem, North Carolina.
Dean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. Dean has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dean Read Castor JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 110 S Stratford Rd, Winston-salem, NC 27104February 17, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #2: 110 S Stratford Rd Fl 5, Winston-salem, NC 27104January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
October 1, 2009 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
October 1, 2009 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
October 17, 2008 - September 30, 2009
BB&T INVESTMENT SERVICES, INC.
August 19, 2008 - September 30, 2009
BB&T INVESTMENT SERVICES, INC.
December 19, 2007 - August 22, 2008
ALLSTATE FINANCIAL SERVICES, LLC
August 22, 2006 - December 4, 2007
VOYA FINANCIAL ADVISORS, INC.
July 22, 2005 - July 5, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 19, 2005 - July 5, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 2004 - October 20, 2004
OSAIC FS, INC.
March 13, 2002 - December 31, 2003
EQUITY SERVICES, INC.
January 2, 1998 - December 31, 2000
CADARET, GRANT & CO., INC.
January 6, 1995 - January 2, 1998
PINEBRIDGE SECURITIES LLC
September 1, 1994 - December 31, 1994
NATHAN & LEWIS SECURITIES, INC.
January 14, 1993 - September 6, 1994
PRINCIPAL SECURITIES, INC.
October 17, 1991 - September 17, 1992
BMA FINANCIAL SERVICES, INC.
August 14, 1990 - October 1, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 14, 1990 - October 1, 1991
EQUITABLE ADVISORS, LLC
August 6, 1990 - October 11, 1990
TOWER SQUARE SECURITIES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2021)
(6/23/2023)
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(6/28/2024)
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(10/13/2022)
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Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
