David J. Erfort
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Joseph Erfort, who also goes by David J (sr) Erfort, David Joseph Erfort Sr, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1990. David had worked at 5 firms and has passed the Series 63, SIE, Series 82 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2021 - October 2, 2024
BENTALLGREENOAK REAL ESTATE US LLC
March 24, 2017 - January 21, 2021
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
June 26, 1998 - June 28, 2001
MARCO CONSULTING GROUP, INC.
February 8, 1994 - January 14, 1998
LAKEVIEW SECURITIES CORPORATION
August 20, 1990 - October 27, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENTALLGREENOAK REAL ESTATE US LLC
CRD#: 157909 / SEC#: , 8-68869
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BGO US REAL ESTATE LP | MEMBER | 157034 |
| CAMPBELL, MATTHEW GEORGE ANGUS | MANAGING PARTNER,GENERAL COUNSEL AND CHIEF RISK OFFICER | 6279758 |
| GROSSER, SHAWN D | CHIEF COMPLIANCE OFFICER | 5328672 |
| NIEHAUS, CHRISTOPHER J | MANAGING PARTNER, HEAD OF U.S. | 2036937 |
| PRICE, AMY GUNTHER | CHIEF EXECUTIVE OFFICER | 2378816 |
| ROSS, ELIZA ANN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 7315851 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
