Thomas H. Shrager

TWEEDY, BROWNE COMPANY LLC

Stamford, CT 06902

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CRD#: 2069335

Professional summary

Thomas Henrik Shrager, who also goes by Thomas H Shrager, is a registered financial advisor currently at TWEEDY, BROWNE COMPANY LLC located in Stamford, Connecticut and AMG DISTRIBUTORS, INC. located in Stamford, Connecticut.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Thomas has worked at 2 firms and has passed the SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas H Shrager

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THOMAS H. SHRAGER CURRENTLY SERVES AS PRESIDENT (SINCE JULY 2009) AND DIRECTOR (SINCE APRIL 2008) OF TWEEDY, BROWNE FUND INC., AN INVESTMENT-RELATED BUSINESS LOCATED AT ONE STATION PLACE, STAMFORD, CT 06902. HOURS DEVOTED ARE ON AN AS NEEDED BASIS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Henrik Shrager's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2014 - Present

TWEEDY, BROWNE COMPANY LLC

Office #1: One Station Place, Stamford, CT 06902

RIA

CRD#: 6857

Stamford, CT

Current

September 30, 2014 - Present

AMG DISTRIBUTORS, INC.

Office #1: One Station Place, Stamford, CT 06902

CRD#: 27314

Stamford, CT

Past

January 9, 2003 - October 6, 2014

TWEEDY, BROWNE COMPANY LLC

CRD#: 6857

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TWEEDY, BROWNE COMPANY LLC

TWEEDY, BROWNE COMPANY L.P. | TWEEDY, BROWNE INC. | TWEEDY, BROWNE COMPANY LLC

CRD#: 6857 / SEC#: 801-10669, 8-18316

RIA

Registered Investment Advisory firm - SEC (3/25/1975 Approved)

Terminated by SEC on 11/30/2014

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(10/28/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/8/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/21/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TWEEDY, BROWNE COMPANY LLC

TWEEDY, BROWNE COMPANY L.P. | TWEEDY, BROWNE INC. | TWEEDY, BROWNE COMPANY LLC

CRD#: 6857 / SEC#: 801-10669, 8-18316

RIA

Registered Investment Advisory firm - SEC (3/25/1975 Approved)

Terminated by SEC on 11/30/2014

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Contact information

Main Address

One Station Place, Stamford, CT 06902

Mailing Address

Phone number

(203) 703-0600

Established

Delaware since 10/01/1997

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TWEEDY, BROWNE COMPANY LLC (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
AMG TBC HOLDINGS, INC.	MEMBER
AMG TBC, LLC	MANAGING MEMBER
SPEARS, JOHN DOUGLAS	MANAGING DIRECTOR	808685
BROWNE, WILLIAM HETHERINGTON	MANAGING DIRECTOR	802645
FINN, GLENN CHRISTOPHER	CHIEF OPERATIONS OFFICER	2718270
ROGERS, PATRICIA ANN	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	2394326
SHRAGER, THOMAS HENRIK	MANAGING DIRECTOR	2069335
WYCKOFF, ROBERT QUENTIN JR	MANAGING DIRECTOR	1633652

Regulatory assets under management

Total Number of Accounts	226
AUM (Assets Under Management)	$ 7,265,030,665

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas H. Shrager

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Henrik Shrager's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMG DISTRIBUTORS, INC.

TWEEDY, BROWNE COMPANY LLC

Primary Firm SEC Registration

TWEEDY, BROWNE COMPANY LLC

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 7

Date: 1/8/2003

Series 24

Date: 9/21/2009

FINRA

Current Firm

TWEEDY, BROWNE COMPANY LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

TWEEDY, BROWNE COMPANY LLC

TRUST BUT VERIFY

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