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George Panopoulos

THE PANOPOULOS GROUP
INVERNESS, IL
·CRD# 2069179·34 years experience

Professional Summary

George Panopoulos, who also goes by Georege John Panopoulos, George John Panopoulos Jr, George John Panopoulos, is a registered financial advisor currently at THE PANOPOULOS GROUP located in Inverness, Illinois. George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. George has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Georege John Panopoulos, George John Panopoulos Jr, George John Panopoulos

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Videos & Posts

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

THE PANOPOULOS GROUP·CRD# 287552
RIA
1613 West Colonial Parkway, Inverness, IL 60067
March 30, 2017 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
Hoffman Estates, IL
June 9, 1998 - March 30, 2017
LPL FINANCIAL LLC·CRD# 6413
BD
Hoffman Estates, IL
May 22, 1998 - March 30, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
January 20, 1994 - May 27, 1998
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
July 14, 1993 - November 29, 1993
RODMAN & RENSHAW INC.·CRD# 724
BD
Chicago, IL
July 13, 1992 - July 21, 1993

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Current Firm

TP
THE PANOPOULOS GROUP

THE PANOPOULOS GROUP | THE PANOPOULOS GROUP INC.

CRD#: 287552
Illinois
Registered Investment Advisory firm - Illinois (3/30/2017 Approved)

Contact Information

Main Address

1613 West Colonial Parkway, Inverness, IL 60067

Phone Number

(630) 607-9171

# of Employees

1

Documents

Latest Form ADV
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 12/12/2007 - THE PANOPOULOS GROUP - DBA ONLY

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(3/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1992About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1992About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jul 2006About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view George Panopoulos's CRS (Customer Relationship Summary).

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