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George Panopoulos

THE PANOPOULOS GROUP
Inverness, IL 60067
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CRD#: 2069179
GP

Professional summary


George Panopoulos, who also goes by Georege John Panopoulos, George John Panopoulos Jr, George John Panopoulos, is a registered financial advisor currently at THE PANOPOULOS GROUP located in Inverness, Illinois.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. George has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Georege John Panopoulos | George John Panopoulos Jr | George John Panopoulos

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/12/2007 - THE PANOPOULOS GROUP - DBA ONLY

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view George Panopoulos's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 30, 2017 - Present

THE PANOPOULOS GROUP

Office #1: 1613 West Colonial Parkway, Inverness, IL 60067
RIA
CRD#: 287552
Inverness, IL
Past

June 9, 1998 - March 30, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
HOFFMAN ESTATES, IL
Past

May 22, 1998 - March 30, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
HOFFMAN ESTATES, IL
Past

January 20, 1994 - May 27, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

July 14, 1993 - November 29, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

July 13, 1992 - July 21, 1993

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(3/30/2017)

Exams


State Security Law Exam
IAR
Series 65
Date: 4/18/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


TP
THE PANOPOULOS GROUP
THE PANOPOULOS GROUP | THE PANOPOULOS GROUP INC.

CRD#: 287552 / SEC#:

Illinois
Registered Investment Advisory firm - (3/30/2017 Approved)
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Contact information


Main Address
1613 West Colonial Parkway, Inverness, IL 60067
Mailing Address
Phone number
(630) 607-9171
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE PANOPOULOS GROUP

CRD#: 287552Inverness, IL 60067

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Contact information


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