Allan M. Pelkonen

PELKONEN AND ASSOCIATES LLC

Melville, NY 11747

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CRD#: 2068332

Professional summary

Allan Michael Pelkonen, CFP®, ChFC® is a registered financial advisor currently at PELKONEN AND ASSOCIATES LLC located in Melville, New York.

Allan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Allan has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fixed Insurance Sales. Not investment related. Address: 425 Broadhollow Road, Suite 112, Melville, NY 11747. 2 hours per week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allan Michael Pelkonen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

ChFC^®

Chartered Financial Consultant

Experience

Current

September 25, 2020 - Present

PELKONEN AND ASSOCIATES LLC

Office #1: 425 Broadhollow Road Suite 112, Melville, NY 11747

RIA

CRD#: 305933

Melville, NY

Past

October 3, 2006 - April 6, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MELVILLE, NY

Past

August 15, 1991 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 15, 1991 - April 6, 2020

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MELVILLE, NY

Past

December 12, 1990 - September 3, 1991

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PELKONEN AND ASSOCIATES LLC

AMP WEALTHCARE | PELKONEN AND ASSOCIATES LLC | PELKONEN AND ASSOCIATES

CRD#: 305933 / SEC#: 801-118271

RIA

Registered Investment Advisory firm - (3/23/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/3/2021)

IAR

Texas
(9/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/8/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/27/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/27/1991

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/17/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PELKONEN AND ASSOCIATES LLC

AMP WEALTHCARE | PELKONEN AND ASSOCIATES LLC | PELKONEN AND ASSOCIATES

CRD#: 305933 / SEC#: 801-118271

RIA

Registered Investment Advisory firm - (3/23/2020 Approved)

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Contact information

Main Address

425 Broadhollow Road Suite 112, Melville, NY 11747

Mailing Address

Phone number

(631) 396-1032

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PELKONEN DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (2/18/2025)

Regulatory assets under management

Total Number of Accounts	889
AUM (Assets Under Management)	$ 253,099,311

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Allan M. Pelkonen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allan Michael Pelkonen's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

BNY MELLON SECURITIES CORPORATION

Primary Firm SEC Registration

PELKONEN AND ASSOCIATES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/8/1996

Series 63

Date: 7/27/1990

SIE

Date: 10/1/2018

Series 7

Date: 8/27/1991

Series 6

Date: 7/17/1990

Current Firm

PELKONEN AND ASSOCIATES LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PELKONEN AND ASSOCIATES LLC

TRUST BUT VERIFY

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